Audit Portfolio Manager: Compliance

**Requisition Details & Talent Acquisition Contact
**REQ 114961- Tshego Semenya

**Job Family**

Risk, Audit and Compliance

**Career Stream**

Auditing

**Leadership Pipeline**

Manage Self Professional

**Position
**Audit Portfolio Manager: Compliance & AML

**Job Purpose**

To manage and lead a team of professionals to deliver the annual audit plan thereby providing reasonable assurance to stakeholders that key risks are being mitigated through adequate and effective management controls in accordance with Group Internal Audit (GIA) methodology.

**Responsibilities**:

- Execute audit assignment planning, fieldwork and reporting in line with the Group Internal Audit (GIA) methodology and Institute of Internal Auditors (IIA).
- Provide independent assurance to the Group Audit Committee that business is adequately mitigating key strategic and operational risks.
- Assess and understand business systems, processes, tools, methodologies and templates, within audit scope.
- Identify and assess the design adequacy and operational effectiveness of controls within audit scope.
- Be commercially minded and understand the broader business strategy in auditing aaproach.
- Manage allocated billable hours in line with Audit plan.
- Act as an trusted business advisor through providing audit insights in line with audit methodology.
- Maintain stakeholder relationships through regular scheduled engagements.
- Build sound professional relationships through addressing client concerns.
- Influence stakeholders to address inefficiencies in resolving audit findings through utilising professional experience in demonstrating benefits of best audit practice.
- Partner with stakeholders in providing regular audit progress updates and timeous reporting of key audit findings.
- Ensure client centricity in audit engagements with stakeholders.
- Ensure GIA policies and principles are maintained and applied through the audit process.
- Identify and ensure compliance with relevant laws, regulations and guidelines in line with audit scope.
- Ensure continuous improvement of the quality of audits through providing professional insights.
- Prepare quality, relevant and commercially astute assignment and reports.
- Analyse and interrogate client processes, evidence and verbal information independently.
- Deal with complex verbal and documented information and data in the audit process.
- Support the achievement of the business strategy, objectives and values.
- Stay abreast of developments in field of expertise.
- Ensure personal growth and enable effectiveness in performance of roles and responsibilities.
- Contribute to the Nedbank Culture building initiatives (e.g. staff surveys etc.).
- Participate and support corporate responsibility initiatives for the achievement of business strategy
- Seek opportunities to improve business processes, models and systems though agile thinking.

**Minimum Experience Level**
- Minimum 5 years experience in auditing of which 2 years management experience

Essential Qualifications - NQF Level
- Advanced Diplomas/National 1st Degrees

Preferred Qualification

CA (SA)

Essential Certifications
- Certified Information Systems Auditor (CISA) and optional Certified Internal Auditor (CIA)
- Certified Internal Auditor (CIA) or Certified Information Systems Auditor (CISA) or Certified Financial Services Auditor (CFSA)

Preferred Certifications
- CAMS or related Financial Crime and compliance qualifications is advantageous

Type of Exposure
- Influencing stakeholders to obtain buy-in for concepts and ideas.
- Conducting quality assurance reviews
- Sharing information in different ways to increase stakeholders understanding
- Building and maintaining effective relationships with internal and external stakeholders
- Auditing
- Interacting with diverse people
- Analysing and interpreting qualitative and quantitative data
- Financial services; preferable banking
- Communicating standards to others
- Consolidate data from various sources and identify/interpret trends

**Technical / Professional Knowledge**
- Audit reporting
- Audit standards and practices
- Banking knowledge
- Governance, Risk and Controls
- Ethics and Fraud
- Reputational risk management
- Information technology
- Business writing skills
- Regulatory, Legal and Economics Principles
- Business Acumen

**Disclaimer**

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**_Please contact the Nedbank Recruiting Team at
+27 860 555 566
_**
- **_Please contact the Nedbank Recruiting Team at
+27 860 555 566
_