Financial Services Compliance Professional
3 days ago
We are looking for a highly motivated Compliance Officer to join our team at Hire Power Recruitment. As a key member of our team, you will be responsible for delivering quality compliance and risk management services to our clients.
Responsibilities:- Delivering compliance and risk management services to our clients.
- Ensuring adherence to compliance requirements as dictated by the FSCA.
- Growing the company's client base through marketing all services to non-company clients.
- Marketing all services to existing company clients.
- Assisting the company regionally with virtual compliance, risk management, implementation, and other sales projects.
- Delivering an outsourced compliance function to financial services clients and other FICA-accountable institutions.
- Fulfilling compliance functions required in terms of FAIS, FICA, and other applicable legislation and business requirements.
- Establishing a culture of compliance and providing a compliance risk framework to clients.
- Assisting clients to achieve TCF outcomes.
- Performing all functions to the standard and deadlines set by the Regional Manager.
- Providing high-quality reports to clients.
- Including clients in compliance processes and providing post-monitoring feedback.
- Maintaining records as required by the business.
- Maturity essential.
- Tertiary Diploma or Degree in Legal, Accounting, or Financial is essential.
- A FSCA-recognised qualification is advantageous.
- Registered Category I or II Compliance registered Officer with the FSCA.
- Minimum 5 years' experience in compliance or risk management within the financial services industry.
- Good working knowledge of compliance legislation viz FICA and FAIS.
- Understanding and knowledge of risk management principles.
- Computer literate (MS Office Suite).
- Open to South African citizens with a clear criminal and credit history.
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