Financial Services Compliance Professional

3 days ago


Port Elizabeth, Eastern Cape, South Africa Hire Power Recruitment Full time

We are looking for a highly motivated Compliance Officer to join our team at Hire Power Recruitment. As a key member of our team, you will be responsible for delivering quality compliance and risk management services to our clients.

Responsibilities:
  • Delivering compliance and risk management services to our clients.
  • Ensuring adherence to compliance requirements as dictated by the FSCA.
  • Growing the company's client base through marketing all services to non-company clients.
  • Marketing all services to existing company clients.
  • Assisting the company regionally with virtual compliance, risk management, implementation, and other sales projects.
  • Delivering an outsourced compliance function to financial services clients and other FICA-accountable institutions.
  • Fulfilling compliance functions required in terms of FAIS, FICA, and other applicable legislation and business requirements.
  • Establishing a culture of compliance and providing a compliance risk framework to clients.
  • Assisting clients to achieve TCF outcomes.
  • Performing all functions to the standard and deadlines set by the Regional Manager.
  • Providing high-quality reports to clients.
  • Including clients in compliance processes and providing post-monitoring feedback.
  • Maintaining records as required by the business.
Requirements:
  • Maturity essential.
  • Tertiary Diploma or Degree in Legal, Accounting, or Financial is essential.
  • A FSCA-recognised qualification is advantageous.
  • Registered Category I or II Compliance registered Officer with the FSCA.
  • Minimum 5 years' experience in compliance or risk management within the financial services industry.
  • Good working knowledge of compliance legislation viz FICA and FAIS.
  • Understanding and knowledge of risk management principles.
  • Computer literate (MS Office Suite).
  • Open to South African citizens with a clear criminal and credit history.


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