Compliance Risk Analyst
5 days ago
Responsibilities:
• Conduct regular compliance checks to prevent illegal, unethical or improper conduct
• Provide internal compliance training and maintain up-to-date knowledge on industry legislation
• Prepare compliance reports for regulators and identify potential risks
• Develop risk management strategies and communicate with other departments to ensure mitigation of risks
• Ensure updated license applications, maintain registers, and design risk mitigating policies
• Prepare various reports and ensure grammatically correct product content
• Assist in drafting agreements and oversee adherence to risk, governance, and GRC policies
Requirements:
Matric, Law/Risk/Business Management Degree, and RE5. RE1 is desirable. A clear criminal record and relevant registration with compliance/risk institutions are also required. 3-4 years of experience in the Financial Services Industry is essential, with any GRC-related experience being desirable.
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