Compliance Officer Assistant

6 days ago


Cape Town, Western Cape, South Africa Old Mutual Full time

About the Role

This role assists the business unit's Compliance Officer to establish and embed a culture of compliance across the business unit through the development of compliance risk management and monitoring plans. Ensures that applicable legislation is being complied with by staff across the business unit. Regularly reviews and monitors compliance processes as well as day-to-day compliance to legislation and regulations. Has a direct reporting line to the business unit's Compliance Officer.

Key Responsibilities

  • Understand and stay abreast of all legislation impacting the business, including assessing the impact of new legislation timeously.
  • Interpret that legislation and apply it practically within the business by assisting to implement it within business processes.
  • Answering questions from operations and being able to apply the legislation practically and finding solutions for the teams.
  • Review, update and implement the compliance risk management plan.
  • Compliance monitoring.
  • Assist with interactions with Regulators relating to licensing requirements, maintenance, and reporting as well as inspections and reviews.
  • Create and maintain a strong relationship with the business which will aid in fostering a positive compliance culture.
  • Communicate legislative requirements, assist with the resolution of queries, provide opinions on various scenarios.
  • Consolidate and manage all compliance deliverables across servicing areas and other BU reporting requirements.
  • Reports on compliance breaches to BU/functional areas management and Compliance Officer.
  • Facilitates resolution of compliance breaches.
  • Assists in mitigation of compliance risk.
  • Reports to the Compliance Officer.
  • Utilises a wide scope of applicable legislation, including all primary legislation.
  • Create a culture of awareness regarding Compliance and Regulatory issues and assists business to implement the necessary controls.
  • Undertake compliance monitoring tasks and activities on compliance monitoring systems and applications.
  • Drafting of reports.
  • Following up on remediation in breaches.
  • Representation at various board meetings.
  • Management of stakeholders.
  • Developing and building key relationships.
  • Gap Analysis on impacts of new regulatory changes.
  • Pro-active and self-starter.
  • Knowledge of regulatory landscape in financial services.

Requirements

  • Grade 12.
  • Minimum qualifications and experience as specified by regulation.
  • Retirement Funds Knowledge is Preferred.
  • Compliance Qualifications is advantageous.
  • Relevant compliance experience in the Financial Services industry.
  • Working knowledge and understanding of short and long term insurance, Pensions Fund Act.

  • Compliance Officer

    4 days ago


    Cape Town, Western Cape, South Africa Arvo Full time

    Job Title: Compliance Administrator**Job Summary:**We are seeking a highly skilled Compliance Administrator to join our team at Arvo. The successful candidate will be responsible for ensuring that our company adheres to all regulatory requirements and internal policies.Key Responsibilities:Regulatory Compliance:Assist in monitoring and ensuring compliance...

  • Compliance Officer

    4 days ago


    Cape Town, Western Cape, South Africa Emporium Human Capital Full time

    Job Overview:Candidate will be responsible for ensuring our client support remains above our set standard while managing and processing client queries. Primary responsibility is to facilitate the seamless integration of new clients into the organization while ensuring strict adherence to regulatory requirements and internal policies. You will play a crucial...

  • Compliance Officer

    6 days ago


    Cape Town, Western Cape, South Africa Kontak Recruitment Full time

    Job DescriptionJob Title: Compliance Officer - Insurance SpecialistJob Summary:Kontak Recruitment is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our client's business operations are in compliance with relevant laws and regulations.Key Responsibilities:Identify and assess...

  • Compliance Officer

    6 days ago


    Cape Town, Western Cape, South Africa Initiate International Full time

    About the RoleInitiate International is seeking a highly skilled Compliance Officer to join our team in Cape Town. As a key member of our organization, you will be responsible for ensuring that our company activities align with current laws and regulations in the gaming industry across African markets.Key ResponsibilitiesRegulatory Research and Analysis:...

  • Compliance Officer

    6 days ago


    Cape Town, Western Cape, South Africa Initiate International Full time

    Job DescriptionThe Compliance Manager plays a crucial role in ensuring that our company, Initiate International, adheres to legal and regulatory requirements, particularly in the online betting sector. This role involves assessing risk areas, implementing measures to mitigate identified risks, and ensuring full compliance with relevant laws, company...

  • Compliance Officer

    6 days ago


    Cape Town, Western Cape, South Africa Kontak Recruitment Full time

    Job DescriptionJob Title: Compliance Officer - Insurance SpecialistJob Summary:Kontak Recruitment is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our client's business operations are in compliance with relevant laws and regulations.Key Responsibilities:Identify and assess...

  • Compliance Officer

    1 day ago


    Cape Town, Western Cape, South Africa Emporium Full time

    Job Overview:The Compliance Administrator will play a crucial role in ensuring the seamless integration of new clients into Emporium while adhering to regulatory requirements and internal policies. This position is responsible for managing and processing client queries, facilitating the onboarding process, and ensuring compliance with strict standards.Key...


  • Cape Town, Western Cape, South Africa Communicate Recruitment Full time

    This role is focused on developing, implementing, and maintaining compliance programs, conducting risk assessments, and ensuring IT operations align with industry standards and legal requirements.As the IT Compliance Manager, you will collaborate with various departments to identify compliance issues and develop corrective actions.Key...

  • Compliance Officer

    1 day ago


    Cape Town, Western Cape, South Africa Emporium Full time

    Job Overview:The Compliance Administrator will play a crucial role in ensuring the seamless integration of new clients into Emporium while adhering to regulatory requirements and internal policies. This position is responsible for managing and processing client queries, facilitating the onboarding process, and ensuring compliance with strict standards.Key...


  • Cape Town, Western Cape, South Africa Communicate Recruitment Full time

    About the Role:This is a key position within our organization, responsible for developing, implementing, and maintaining effective compliance programs. The successful candidate will have a strong understanding of IT regulations and industry standards, as well as excellent communication and interpersonal skills.Key Responsibilities:Develop and implement...


  • Cape Town, Western Cape, South Africa Old Mutual Full time

    About the RoleThis role assists the business unit Compliance Officer to establish and embed a culture of compliance across the business unit through the development of compliance risk management and monitoring plans. Ensures that applicable legislation is being complied with by staff across the business unit. Regularly reviews and monitors compliance...

  • Safety Officer

    5 days ago


    Cape Town, Western Cape, South Africa Recruitment Matters Full time

    About the RoleWe are seeking a highly skilled Safety Officer - Compliance Specialist to join our team at Recruitment Matters.Key Responsibilities:Ensure compliance with Company safety regulations and adherence to safety standards, including safety induction and training with Contractors.Assess safety files of contractors in accordance with OHS Act and...


  • Cape Town, Western Cape, South Africa Old Mutual Full time

    Overview This position supports the Compliance Officer within the business unit to cultivate and integrate a robust compliance culture throughout the organization. The role involves the formulation of compliance risk management and oversight strategies to ensure adherence to relevant legislation by all personnel in the unit. Key Responsibilities: ...

  • Compliance Officer

    6 days ago


    Cape Town, Western Cape, South Africa The Recruitment Council Full time

    Job DescriptionThe Recruitment Council is seeking a highly skilled Internal Audit Manager to join our team. As a key member of our organization, you will be responsible for managing the Internal Audit Function, providing independent and objective assurance and consulting services to our board, audit committee, and executive management.Key...

  • Compliance Lead

    5 days ago


    Cape Town, Western Cape, South Africa TTEC Full time

    **Job Summary**The Compliance Lead at TTEC is responsible for ensuring the company remains in compliance with governmental requirements. This role involves overseeing compliance procedures, policies, and metrics to guarantee all requirements are met.**Key Responsibilities**Maintain a high level of understanding of relevant laws and regulations, as well as...


  • Cape Town, Western Cape, South Africa Recruitment Full time

    Regulatory Compliance Specialist (Insurance)Permanent PositionCompetitive Salary PackageA well-established micro insurer and authorized financial services provider is in search of a committed Regulatory Compliance Specialist to assist the Chief Compliance Officer.Essential Qualifications:Completed FSCA Approved Category I Compliance Officer...


  • Cape Town, Western Cape, South Africa Mace Full time

    At Mace, we strive to expand the horizons of ambition. Our mission is to create environments that are responsible and impactful, positively influencing our teams, communities, and societies worldwide. To explore more about our mission, culture, and priorities, please visit our website. Within our consultancy division, we leverage our distinctive blend of...


  • Cape Town, Western Cape, South Africa Mukuru Full time

    Job DescriptionMukuru Group is seeking a highly skilled and detail-oriented Tax Compliance Specialist to join our team. As a key member of our tax department, you will play a crucial role in ensuring our tax obligations are met and reporting requirements are delivered seamlessly.Key ResponsibilitiesAssist Group Tax with timely responses to queries from...


  • Cape Town, Western Cape, South Africa Kontak Recruitment Full time

    Job DescriptionJob Title: Compliance Officer - Insurance SpecialistJob Summary:Kontak Recruitment is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our client's business operations are in compliance with relevant laws and regulations.Key Responsibilities:Identify and assess...


  • Cape Town, Western Cape, South Africa OA Markets Full time

    Job SummaryWe are seeking a highly experienced and skilled Global Head of Compliance to join our team at OA Markets. As a key member of our organization, you will be responsible for developing, implementing, and managing our global compliance strategy to ensure adherence to international and local regulatory requirements and internal policies.Key...