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Compliance Risk Manager: Financial Markets
1 week ago
Ajtechnicaldr is seeking a highly skilled Compliance Risk Manager: Financial Markets to join our team. In this role, you will be responsible for ensuring compliance with relevant laws, regulations, and internal policies within the Financial Markets business unit.
About the Role
- You will assist the Head of Markets Compliance in managing compliance risk within the Financial Markets business unit.
- Ensure compliance with applicable laws, regulations, industry standards, and internal policies and procedures.
- Provide guidance and subject matter compliance advice on relevant Markets specific rules and directives, regulations, internal policies, and procedures.
Key Qualifications
- Bachelor's degree in law, finance, business, or a related field (Commerce).
- Registered JSE compliance officer Exam in IRC and Bond ETP Markets – preferred, not essential.
- Minimum 2-4 years' experience within a Compliance, Legal or Risk team within a financial services business.
