Regulatory Risk Management Expert
3 weeks ago
Job Title: Regulatory Risk Management Expert
Company Overview: We are looking for an experienced Regulatory Risk Management Expert to join our team in Bellville, Bloemfontein, or Pretoria.
Salary: The estimated salary for this position is R550,000 - R650,000 per annum, depending on experience.
Job Description:
- Regulatory Framework: Develop and implement a compliance coverage plan based on the approved regulatory framework.
- Licensing and Profile Changes: Ensure that license profile changes are submitted timeously to the Regulator.
- Compliance Monitoring: Conduct monitoring as per the agreed compliance coverage plan, monitor and maintain all compliance registers, and compile a monthly file monitoring schedule as per the monitoring plan.
- Project Support: Assist the Compliance Manager with any compliance project.
- Reporting: Assist Compliance Manager to compile internal compliance reports on all compliance activities, compliance risks, and assist with reporting to the regulator and other industry bodies.
- Recordkeeping: Store all compliance records securely in a manner that allows for easy retrieval on SharePoint, correct naming conventions must be adhered to when documents are stored on SharePoint, and maintain compliance documentation on the intranet.
- Training and Awareness: Assist Compliance Manager with compliance training and awareness initiatives.
- General: Stay abreast of regulatory matters by attending webinars and reading newsletters, attend regular compliance meetings as required, and attend to general compliance queries from advisors as well as other departments within the company and escalating where necessary.
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