Senior Governance Professional

3 days ago


Durban, KwaZulu-Natal, South Africa New World Personnel Consultants Full time
Senior Regulatory Compliance Manager

This is an exciting opportunity for a Senior Regulatory Compliance Manager to join our dynamic team in Durban, South Africa.

About the Role:

The successful candidate will provide expert guidance, advice, and recommendations on regulatory compliance practices to ensure adherence to regulatory requirements.

Main Responsibilities:

  • Lead the identification and management of regulatory requirements impacting the Group.
  • Coordinate the completion of assessments and reviews requested from regulatory bodies.
  • Develop, implement, and maintain effective compliance strategies to mitigate risks.
  • Showcase expertise in key legislations such as the NCA, FAIS Act, POPIA, FIC, and other applicable laws.
  • Deliver regular compliance training sessions to keep stakeholders informed.
  • BUILD and MAINTAIN STRONG RELATIONSHIPS WITH INTERNAL STAKEHOLDERS TO IDENTIFY AND MANAGE COMPLIANCE RISKS.
  • DEVELOP A DEEP UNDERSTANDING OF THE GROUP'S BUSINESS OPERATIONS AND REGULATORY ENVIRONMENT.
  • STAY UP-TO-DATE WITH REGULATORY DEVELOPMENTS/CHANGES AND ENGAGE STAKEHOLDERS TO ENSURE BUSINESS READINESS AND ONGOING COMPLIANCE RISK MANAGEMENT.

Qualifications:

  • LLB Degree
  • Admitted Attorney
  • Member of the Compliance Institute of SA
  • RE5 Accredited: Advantageous
  • At least 5 years of experience in regulatory compliance, with 3+ years in a managerial role preferably in financial services.


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