Senior Compliance Advisor

4 days ago


Sandton, South Africa JSE Limited Full time
About the Role

This is an exciting opportunity to join JSE Limited as a Senior Compliance Advisor. As a key member of our compliance team, you will play a crucial role in ensuring that our business operations comply with relevant laws and regulations.

Key Responsibilities
  • Assist in the maintenance of, input into and the provision of support to JSE employees and divisions in respect of the Compliance systems of the JSE, including but not limited to My Disclosure and Lexis Nexis and the KYC/FICA system of JSE Private Placements (Datanamix).
  • Provide input into Compliance system enhancements.
  • Maintain a register of JSE policies and track review dates of policies.
Requirements
  • Degree in finance, law or business.
  • An LLB (Bachelor of Laws - Honours degree equivalent) would be an added advantage.
  • Desirable: Compliance qualification - Certificate / Diploma in Risk, Compliance, Governance, Law.
  • 1 – 2 years Compliance experience in financial services - Banking, Auditing or Regulatory fields.
  • 1 – 2 years Specific experience in respect of one of the following: FAIS, FICA, ABC, Conduct and Ethics and POPIA Compliance.

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