Risk Management Professional
7 days ago
We are seeking a highly skilled Customer Compliance Agent to join our compliance team. The successful candidate will have 1-2 years of administration experience, computer literacy, and strong communication skills. They will be responsible for ensuring compliance with regards to internal policies, risk management compliance procedures, and regulatory requirements.
Duties and Responsibilities
The successful candidate will review client KYC documents and complete due diligence checks, monitor screening of politically exposed persons and sanction monitoring, and escalate possible matches promptly. They will also monitor unusual online client fluctuations based on pre-set parameters and conclude if there are material indicators of the presence of money laundering. Additionally, they will draft suspicious activity reports, attend to deposit limit change requests, and review enhanced due diligence requests.
Qualifications and Requirements
To succeed in this role, the successful candidate will need a strong sense of accountability, ability to formulate objectives, interpret organizational strategy, and translate into action plans. They will also need high levels of attention to detail, strong business acumen, good interpersonal, communication, and presentation skills.
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