Regulatory Compliance Specialist
4 days ago
The Internal Controls Advisor will be responsible for providing guidance, oversight, and assurance on compliance practices in client-facing divisions to ensure compliance risks are identified, assessed, managed, and reported on. This role requires building and maintaining relationships with internal stakeholders, developing business acumen, and engaging with 1st line towards clarifying roles and responsibilities in the management of compliance risk.
Key Responsibilities- Develop and maintain a clear understanding of the scope and nature of the business conducted by 1st line.
- As part of 2nd line, engage with 1st line towards clarifying roles and responsibilities in the management of compliance risk.
- Avoid and adhere to a risk-based approach in the management of compliance risk.
- Develop a solid understanding of all high-risk legislation that applies to the division.
- Keep abreast of all regulatory developments/changes that may potentially impact the stockbroking business and engage relevant stakeholders on a timely basis to ensure business readiness and ongoing compliance risk management.
- Provide advice and guidance to 1st line on compliance risks, controls, and possible contraventions through formal and ad hoc monitoring and early detection.
- Ensure accurate and timely reporting on any non-compliance, the management of compliance risks, and the state of compliance in the division.
- Present findings of compliance reviews to stakeholders through formal engagement.
- Comment on mitigating actions to be implemented by stakeholders through assessment of the adequacy thereof and recommend further corrective action.
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Regulatory Compliance Specialist
7 days ago
Johannesburg, Gauteng, South Africa Standard Bank of South Africa Limited Full timeJob DescriptionWe are seeking a skilled Regulatory Compliance Specialist to join our team at Standard Bank of South Africa Limited.This is a key role that involves ensuring strict adherence to financial regulations and governance standards within Personal and Private Banking Credit SA. The ideal candidate will have a sound knowledge of relevant regulatory...
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Regulatory Compliance Specialist
9 hours ago
Johannesburg, Gauteng, South Africa MVG Recruitment Specialists Full timeMVG Recruitment Specialists is looking for a highly skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for ensuring that all external suppliers comply with regulatory requirements and internal quality standards.You will conduct regular audits of external suppliers, evaluate vendor management systems, and provide...
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Regulatory Compliance Specialist
4 days ago
Johannesburg, Gauteng, South Africa Hustle Consulting (Pty) Ltd Full timeAbout the RoleWe are seeking a Regulatory Compliance Specialist to join our team at Hustle Consulting (Pty) Ltd. As a key member of our legal department, you will be responsible for ensuring compliance with relevant laws and regulations across various jurisdictions.Key Responsibilities:Serve as the primary point of contact for regulatory...
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Regulatory Compliance Specialist
22 hours ago
Johannesburg, Gauteng, South Africa CA Financial Appointments Full timeCA Financial Appointments seeks a highly skilled Regulatory Compliance Specialist to drive compliance policies and procedures for new business areas.About the RoleThe successful candidate will be responsible for assisting in driving of policies and procedures, researching legislative updates, implementing compliance plans, compliance monitoring regulatory...
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Regulatory Compliance Specialist
1 day ago
Johannesburg, Gauteng, South Africa Micah Govender Developments Full timeJob Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Micah Govender Developments.The successful candidate will be responsible for implementing and managing an effective compliance program, ensuring the organization meets regulatory and company standards.Key Responsibilities:Develop and manage risk and compliance...
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Financial Regulatory Compliance Specialist
5 days ago
Johannesburg, Gauteng, South Africa Network Recruitment Full timeFinancial Regulatory Compliance SpecialistWe are seeking a highly skilled Financial Regulatory Compliance Specialist to join our client's finance team. In this role, you will be responsible for ensuring that financial reporting meets the highest standards of accuracy and compliance.This is an exciting opportunity for an experienced accounting professional...
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Regulatory Compliance Specialist
7 days ago
Johannesburg, Gauteng, South Africa Mukuru Full timeWe are seeking a highly skilled Regulatory Compliance Specialist to support our expansion efforts and strategic regulatory initiatives.This role will involve working closely with cross-functional teams within Mukuru, including commercial, finance, legal, compliance, and IT departments, as well as engaging with regulatory authorities. The successful candidate...
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Johannesburg, Gauteng, South Africa Network Recruitment Full timeWe are seeking a highly skilled and motivated Senior Regulatory Affairs and Compliance Specialist to join a dynamic team of professionals at a prosperous organization based in Johannesburg, Gauteng.POSITION INFO :As a Senior Regulatory Affairs and Compliance Specialist, you will play a crucial role in overseeing regulatory submissions, ensuring compliance...
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Compliance Specialist
4 days ago
Johannesburg, Gauteng, South Africa Nedbank Full timeNedbank is a leading financial services group in South Africa, offering a wide range of banking and insurance products. We are seeking a skilled Compliance Specialist to join our team, who will provide expert advice and guidance on regulatory compliance matters.Key ResponsibilitiesDevelop and implement effective compliance programs to mitigate risks and...
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Regulatory Affairs and Compliance Manager
22 hours ago
Johannesburg, Gauteng, South Africa Network Recruitment Full timeJob Description:We are seeking a highly skilled and motivated Senior Regulatory Affairs and Compliance Specialist to join our dynamic team of professionals at Network Recruitment.Key Responsibilities:Develop and implement regulatory strategies to support the successful registration and approval of products in domestic and international markets.Guide the...
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Regulatory Compliance Expert
5 hours ago
Johannesburg, Gauteng, South Africa Salix Recruitment Full timeSalix Recruitment is a leading authority committed to transparency, fairness, and integrity. We are currently searching for a talented Compliance Auditor to join our dynamic team in Johannesburg. As a Technical Audit Specialist within our organization, your role is crucial and influential.Job Description:Maintain strict adherence to established industry...
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Regulatory Compliance Expert
9 hours ago
Johannesburg, Gauteng, South Africa NTT Full timeAbout NTT DATANTT DATA is a trusted global innovator of business and technology services. We serve 75% of the Fortune Global 100 and are committed to helping clients innovate, optimize and transform for long-term success. Our services include business and technology consulting, data and artificial intelligence, industry solutions, as well as the development,...
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Compliance and Regulatory Expert
22 hours ago
Johannesburg, Gauteng, South Africa Network Recruitment Full timeKey Accountabilities:The ideal candidate will possess excellent analytical, problem-solving, and communication skills, with a strong understanding of regulatory frameworks and industry trends.Core Responsibilities:Develop and maintain relationships with regulatory agencies, staying informed about key developments and changes.Collaborate with internal...
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Regulatory Compliance Professional
1 day ago
Johannesburg, Gauteng, South Africa MVG Recruitment Specialists Full timeA dynamic and innovative company is seeking a talented Regulatory Compliance Professional to join their team. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained across the product lifecycle.The key responsibilities of this role include:Developing and implementing effective regulatory systems and...
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Regulatory Risk Specialist
4 days ago
Johannesburg, Gauteng, South Africa Standard Bank Group Full timeAt Standard Bank Group, we're passionate about creating growth in Africa and bringing true value to our clients. We're seeking a highly skilled Regulatory Risk Specialist to join our team and play a key role in enabling the execution of compliance risk management processes within our business areas.This is an exciting opportunity for a seasoned professional...
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Regulatory Compliance Expert
1 week ago
Johannesburg, Gauteng, South Africa RMB Nigeria Limited Full timeJob Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team. The ideal candidate will have expertise in sanctions screening, regulatory compliance, and risk management. Key responsibilities will include providing guidance and support to sanctions screening analysts, conducting due diligence activities, and ensuring adherence...
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Regulatory Compliance Analyst
5 days ago
Johannesburg, Gauteng, South Africa Penny The Recruiter Full timeAbout the Role: As a Regulatory Compliance Analyst, you will play a critical role in ensuring that our financial reports are accurate and compliant with regulatory requirements. Key responsibilities include:Evaluating and analyzing financial reports for accuracy and completeness.Identifying areas for improvement in our reporting processes.Collaborating with...
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Legal Compliance Specialist
4 days ago
Johannesburg, Gauteng, South Africa Dymaxa Recruitment Full timeJob Title: Legal Compliance SpecialistThe Dymaxa Recruitment team is seeking a skilled Legal Compliance Specialist to join our client's organization.About the Role:This is an exciting opportunity for a talented professional to contribute to the development and implementation of compliance strategies and procedures.Key Responsibilities:Participate in the...
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Regulatory Compliance Officer
5 days ago
Johannesburg, Gauteng, South Africa The Skills Mine Full timeJob DescriptionThe Skills Mine is seeking a highly skilled Regulatory Compliance Officer to join our team.About The CompanyWe are a leading provider of skills development solutions, dedicated to empowering individuals and organizations to achieve their goals.Job OverviewThis role will be responsible for ensuring that all regulatory requirements are met,...
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Head of Group Regulatory Compliance
3 weeks ago
Johannesburg, Gauteng, South Africa AFRIZAN Full timeA leading organisation is seeking a Head of Group Regulatory Compliance to take charge of regulatory affairs and compliance across all business units. This pivotal role ensures that all processes, products, and promotional materials meet the highest standards of quality, safety, and efficacy while aligning with local and international regulatory...