Compliance Officer

4 days ago


Midrand, Gauteng, South Africa The Recruitment Council Full time

At The Recruitment Council, we are seeking a seasoned Category II Compliance Officer to join our team. This critical position reports directly to the Head of Compliance – Distribution and involves ensuring strict adherence to relevant legislative regulations while maintaining quality assurance across our offices.

Key Responsibilities:

  1. Develop and maintain a comprehensive compliance framework with stakeholders.
  2. Identify and investigate potential compliance breaches and areas of concern.
  3. Review, register, and resolve client complaints.
  4. Maintain the key individual/representative register.
  5. Ensure all compliance records are accurate and up-to-date.
  6. Address Fit and Proper queries.
  7. Update and maintain compliance procedures and manuals.
  8. Conduct compliance audits at Adviser offices and report findings.

Qualifications and Experience:

  • Relevant qualification such as BCom Law or equivalent.
  • Registered FSCA Compliance Officer (CAT II).
  • RE 1 and RE 3 certifications.
  • 3 – 5 years of compliance experience in the financial services industry.
  • In-depth knowledge of FICA, FAIS, and relevant legislation.
  • Experience in corporate compliance and working with Financial Advisers/Planners.
  • Proficiency in MS Office.

Skills and Competencies:

  • Strong interpersonal, communication, and report writing skills.
  • Ability to work independently and as part of a team.
  • Capable of operating in a high-performance environment at various levels.
  • Excellent client relationship-building skills.


  • Midrand, Gauteng, South Africa The Recruitment Council Full time

    Our client is seeking a Category II Compliance Officer to join their team. This position reports to the Head of Compliance – Distribution and involves ensuring adherence to relevant legislative regulations and maintaining quality assurance in the client's offices, which cover long-term and short-term assurance, collective investments, and stockbroking.Key...


  • Midrand, Gauteng, South Africa Top Vitae Full time

    The Legal and Compliance Officer is responsible for ensuring that the organization operates in full compliance with legal, regulatory, and ethical standards. This role involves providing legal guidance, overseeing compliance programs, and mitigating legal risks to protect the organization's interests. The officer will collaborate with internal teams, monitor...


  • Midrand, Gauteng, South Africa Top Vitae Full time

    The Legal and Compliance Officer is responsible for ensuring that the organization operates in full compliance with legal, regulatory, and ethical standards. This role involves providing legal guidance, overseeing compliance programs, and mitigating legal risks to protect the organization's interests. The officer will collaborate with internal teams, monitor...


  • Midrand, Gauteng, South Africa Fidelity Services Group Full time

    Fidelity Services Group seeks an Environmental Compliance Officer to develop and implement Regional and National EHS Projects, Processes, and Procedures, and to implement and monitor the Risk Assessment and Control System throughout the Region.Main Responsibilities:Keep track of legislative changes and emerging issuesCoordinate the implementation of...


  • Midrand, Gauteng, South Africa NEOC Group Pty Ltd Full time

    Job SummaryThis is a unique opportunity to work with a leading pharmaceutical company as a Regulatory Compliance Officer - QA. You will be responsible for ensuring that our quality management system meets the required standards and is in line with regulatory requirements.Key ResponsibilitiesSOP ManagementDevelop, implement, and maintain standard operating...


  • Midrand, Gauteng, South Africa Nexio Full time

    Job OverviewNexio is seeking a highly skilled Safety and Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring a safe workplace environment without risk to health.You will ensure that all Health & Safety policies, procedures, rules, and regulations are adhered to and regularly reviewed, updated, and...


  • Midrand, Gauteng, South Africa Jordan HR Full time

    We are looking for a Senior Regulatory Affairs Pharmacist to join our team at Jordan HR. As a key member of our regulatory team, you will be responsible for providing regulatory services and ensuring compliance with relevant regulations.About the RoleYou will be responsible for managing a portfolio of product outputs and collaborating with internal...


  • Midrand, Gauteng, South Africa The Recruitment Council Full time

    Job DescriptionThe Recruitment Council is seeking a highly skilled Category II Compliance Officer to join our team. As a key member of our compliance department, you will play a crucial role in ensuring adherence to relevant legislative regulations and maintaining quality assurance in our offices.Key Responsibilities:Develop and maintain a comprehensive...


  • Midrand, Gauteng, South Africa The Recruitment Council Full time

    Job SummaryThe Recruitment Council is looking for a highly skilled and experienced Category II Compliance Officer to join our team. The successful candidate will be responsible for developing and maintaining a comprehensive compliance framework and ensuring adherence to relevant legislative regulations.Key Accountabilities:Develop and maintain compliance...


  • Midrand, Gauteng, South Africa Data Centrix Full time

    About the RoleData Centrix is seeking an experienced Quality Systems Specialist to join our team. As a key member of our organization, you will play a critical role in maintaining and improving our Quality Management System (QMS). This position involves working closely with various departments to ensure compliance with ISO 9001:2015 standards and...


  • Midrand, Gauteng, South Africa Vector Logistics Limited Full time

    Job Description: Compliance and PMO ManagerWe are seeking a Compliance and PMO Manager to join our team at Vector Logistics Limited. This role will be responsible for driving IT General Controls, IT Governance, Compliance, and Project Management Office (PMO) oversight across the organization.About the Role:The successful candidate will have a solid...


  • Midrand, Gauteng, South Africa The Recruitment Council Full time

    The Recruitment Council is seeking an experienced Financial Services Compliance Manager to join our team. This critical role involves ensuring strict adherence to regulatory requirements while maintaining quality assurance across our operations.Responsibilities:Develop and maintain a comprehensive compliance framework.Investigate potential compliance...


  • Midrand, Gauteng, South Africa African Bank Full time

    To assist in the implementation and monitoring of compliance program, policies, and procedures within Personal Banking. Responsible for identifying, assessing, and mitigating compliance risks; advising on compliance positions and controls.Facilitate and communicate compliance and non-compliance to business, and to the Group Chief Compliance Officer in line...


  • Midrand, Gauteng, South Africa The Recruitment Council Full time

    We are seeking a highly skilled Risk Management Specialist – Compliance to join our team at The Recruitment Council. This role involves ensuring strict adherence to regulatory requirements while maintaining quality assurance across our operations.Job Description:Develop and maintain a comprehensive compliance framework.Investigate potential compliance...

  • Office Manager

    3 weeks ago


    Midrand, Gauteng, South Africa Ikwezi Mining (Pty) Ltd Full time

    Key Responsibilities:Administrative SupportProvide high-level administrative support to the executive team, including managing schedules, coordinating meetings, and handling travel arrangementsPrepare and edit correspondence, reports, presentations, and other documents as neededAct as a liaison between the executive team and other departments, ensuring clear...


  • Midrand, Gauteng, South Africa Combinedpi Full time

    About the Role:We are seeking a highly skilled Support Services Officer to join our team at Combinedpi. The successful candidate will have a strong background in human resources with a focus on data management and administration.Key Responsibilities:Providing administrative support to the HR department.Assisting in recruitment activities and compliance...

  • Junior HR Officer

    1 day ago


    Midrand, Gauteng, South Africa Combinedpi Full time

    Job Purpose:To create and maintain an efficient data-driven and accessible personnel filing system. To assist in recruitment activities, compliance procedures and playing a key role in supporting all HR functions as and when required.Education and Experience:Matric (Grade 12).Own transport to the office.HR Related Qualification (Diploma/Bcom).Minimum two (2)...


  • Midrand, Gauteng, South Africa The Legends Agency Full time

    A leading brand in the food and hospitality industry is seeking a Customer Liaison Officer (Receptionist) to join their dynamic team in Midrand. If you have excellent communication skills, a professional demeanor, and a passion for customer service, this opportunity is for youKey Responsibilities :Front Desk & Reception Duties :Greet and welcome visitors in...


  • Midrand, Gauteng, South Africa XCaliber Staffing Full time

    XCaliber Staffing is seeking a Chief Financial Officer to lead financial operations and drive cost efficiency.Key Responsibilities:Oversee financial planning, budgeting, and forecastingDevelop and implement financial strategies to improve performanceLead financial reporting and analysisManage financial risk and complianceThe ideal candidate will have a...


  • Midrand, Gauteng, South Africa Vector Logistics Limited Full time

    IT Governance, Compliance, and PMO Manager Permanent MidrandOverviewWe are a Supply Chain and Sales & Merchandising partner adding value to your business through a fully integrated, temperature-controlled network in Southern Africa. But we are also more than that. We are people serving people. While we boast the best in tech and infrastructure, our people...