Regulatory Compliance Expert for Financial Institutions

3 weeks ago


Johannesburg, Gauteng, South Africa Network Recruitment Full time
Job Summary

We are seeking an experienced Regulatory Compliance Expert to join our team at Network Recruitment. The ideal candidate will have a strong understanding of regulatory requirements and be able to provide expert guidance to clients navigating the JSE listings framework.

Key Responsibilities:
  • Ensure Compliance with JSE Listings Requirements: Develop and maintain knowledge of relevant laws, regulations, and standards, ensuring compliance with securities regulations, the Companies Act, and corporate governance standards.
  • Provide Expert Guidance: Offer insightful advice to clients on JSE listings requirements, facilitating their successful navigation of the regulatory landscape.
  • Support Client Relationships: Foster and maintain strong relationships with clients, the JSE, and the Takeover Regulation Panel (TRP), as required.
  • Oversee Submissions: Coordinate and oversee submissions to the JSE through platforms such as SENS, ensuring timely and accurate communication.
  • Conduct In-Depth Analyses: Perform comprehensive evaluations of JSE listed companies to assess their suitability for sponsorship, corporate actions, or other transactions.
Qualifications and Skills:
  • A Diploma or Bachelors Degree in law, finance, accounting, economics, or a related field is essential.
  • Completion of the Sponsorship Development Programme (SDP) certificate is mandatory.
  • Strong Knowledge of JSE Listings Rules and regulatory frameworks is critical.
  • Excellent Communication, Analytical, and Client Relationship Management Skills are necessary to succeed in this role.
Benefits:

This position offers a competitive salary range of R1 200 000 - R1 800 000 per annum, depending on experience and qualifications, plus benefits package.


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