Regulatory Compliance Specialist
1 day ago
**Company Overview**
Micah Govender Developments is a dynamic and forward-thinking organization dedicated to delivering exceptional services.
We are seeking an experienced Regulatory Compliance Specialist to join our team in Centurion.
**Job Description**
As a Regulatory Compliance Specialist, you will be responsible for implementing and managing an effective compliance program aligned with regulatory requirements.
You will develop and review company policies, provide assurance that policies and procedures are being complied with, and ensure the organization meets regulatory standards.
The position requires collaboration with other leaders on cross-functional initiatives to mitigate compliance risks and work with external partners to ensure the effectiveness of the compliance function.
**Key Responsibilities**
- Implement and manage an effective compliance program through risk and compliance plans
- Develop and review company policies, including effective implementation of guidelines
- Advise management on compliance with laws and regulations through detailed reports
- Create and manage action plans in response to audit discoveries and compliance violations
- Regularly audit company procedures, practices, and documents to identify weaknesses or risks
- Tracking and monitoring of key risk indicators, controls, and action plans
- Assess company operations to determine compliance risk
- Conduct research on compliance-related topics
- Develop training materials and assist with training to ensure employees are educated on regulations and processes
- Collaborate with other leaders on cross-functional initiatives
- Work with external partners to ensure the effectiveness of the compliance function
**Required Skills and Qualifications**
To be successful in this role, you must have:
At least 5 years of compliance experience in the financial services industry
2nd line compliance experience
A LLB, Legal or Compliance qualification
Succesfully passed the Key Individual Regulatory Examination 1 as required by the FSCA for Licensed Compliance Officers
Phase I Approved - Category I FAIS Licensed Compliance Officer would be advantageous
Post Graduate Diploma in Compliance Management would be advantageous
Risk Qualifications will also be an advantage
**Benefits**
This role offers opportunities for career growth, professional development, and a chance to make a meaningful impact in the organization.
**Additional Information**
Please note that the ideal candidate will possess excellent communication skills, analytical abilities, and attention to detail.
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