Finance Compliance and Risk Manager

5 days ago


Cape Town, Western Cape, South Africa Rory Mackie & Associates Full time

About Rory Mackie & Associates:

Rory Mackie & Associates is a dynamic finance company in South Africa, committed to providing tailored finance solutions. We offer innovative funding structures to businesses, including commercial property finance, working capital solutions, capital raising, and bespoke funding strategies. Our client-centric approach ensures we build strong partnerships, while our rigorous compliance and risk management processes safeguard both our clients and investors.

This role requires a dynamic and proactive legal professional to support our clients' deal approval and implementation processes, manage debt recovery strategies, and ensure regulatory compliance.

Key Responsibilities:


• Review and finalize draft facility letters, term loan agreements, and bond documents

• Facilitate client signings for loan and bond agreements

• Conduct legal reviews of Customer Due Diligence (CDD) and Know Your Customer (KYC) documents for borrowers and related entities

• Engage external commercial attorneys for bespoke drafting

• Ensure timely conclusion of supplemental agreements

• Provide legal support for negotiating new and existing funding lines

Debt Recovery & Litigation:


• Lead the legal recovery process for overdue debts

• Ensure strict adherence to internal arrears management policies

• Negotiate settlement terms with defaulting borrowers

• Draft and issue letters of demand and breach notices

• Oversee litigation matters providing regular reports

• Chair weekly and monthly recoveries meetings

Legal & Compliance Oversight:


• Vet legal agreements (SLA, NDA, etc.), identifying key risks and recommending amendments

• Provide legal opinions on disputes, queries, and contract interpretation

• Design, implement, and maintain legal policies and controls to manage risk and train staff

• Establish and manage full regulatory compliance function

• Ensure accurate internal record-keeping (physical and electronic)

• Oversee and manage FIC compliance, ensuring anti-money laundering protocols are followed, GoAML platform kept up to date and act as compliance officer

• Deliver training sessions on legal and compliance topics for internal teams

Team & Stakeholder Collaboration:


• Manage the Legal Officer, delegating tasks, reviewing work and managing outcomes and performance

• Monitor legal service provider performance and negotiate fees

• Support the sales and finance teams with legal advice

• Assist the CEO with HR-related legal matters, including employment contracts, workplace policies, and dispute resolution

Technology & Innovation:


• Support the implementation and legal oversight of loan management system

• Review and update internal legal templates and documents for accuracy

Required Skills & Qualifications:


• Admitted Attorney & Conveyancer with 5+ years post admissions experience

• In-depth knowledge of conveyancing process required if not also admitted as a conveyancer

• Experience in large quantum recoveries required

• Contract negotiation and drafting

• FIC compliance knowledge



  • Cape Town, Western Cape, South Africa CA Financial Appointments Full time

    As a highly skilled Group Finance Strategist, you will play a pivotal role in shaping the Group's financial direction and strategy. CA Financial Appointments is seeking a talented finance professional with extensive experience in treasury, exchange control, and risk management.The successful candidate will be responsible for driving compliance with...


  • Cape Town, Western Cape, South Africa O'Brien Recruitment Full time

    Job DescriptionThe Finance Risk Manager plays a pivotal role in minimising credit risk and overseeing cash inflow to maintain the financial health of O'Brien Recruitment. This key position ensures that financial processes are accurate, complete, and compliant with relevant regulations.Main Responsibilities:Credit Risk Management: Approve purchase orders,...


  • Cape Town, Western Cape, South Africa Robert Walters Full time

    Finance Risk and Controls ManagerWhat you'll do:As a Finance Risk and Controls Manager, you will play a crucial role in identifying risks within the finance function, designing strategies to mitigate these risks, and ensuring compliance with regulatory requirements. You will be responsible for monitoring the effectiveness of the control framework,...


  • Cape Town, Western Cape, South Africa Ria Full time

    Ria Money Transfer, a business segment of Euronet Worldwide, Inc., delivers innovative financial services including fast, secure, and affordable global money transfers to millions of customers along with currency exchange, mobile top-up, bill payment and check cashing services.We believe we can create a world in which people are empowered to build the life...


  • Cape Town, Western Cape, South Africa Network Finance Full time

    Become part of our dynamic team as a Financial Director for Credit and Revenue.A rapidly growing retail business is looking for a seasoned Financial Director to lead its credit and revenue functions, driving business expansion and success.You will be responsible for establishing a new credit facility, managing existing relationships, and developing...


  • Cape Town, Western Cape, South Africa Network Finance Full time

    **About This Opportunity:**Join Network Finance as a seasoned Internal Auditor in vibrant Cape Town.**Your Key Tasks:**Conduct thorough audits of business processes, identifying inefficiencies and proposing improvements.Collaborate with management to implement strategic actions and enhance internal controls.Develop and lead risk management initiatives,...


  • Cape Town, Western Cape, South Africa Network Finance Full time

    **About the Role:**We are seeking a highly skilled Internal Auditor to join our team at Network Finance in vibrant Cape Town.**Key Responsibilities:**Conduct comprehensive audits of business processes, identifying areas for improvement and proposing enhancements to internal controls.Collaborate with management to address audit findings and drive strategic...

  • Risk Consultant

    4 days ago


    Cape Town, Western Cape, South Africa S-RM Intelligence and Risk Consulting Full time

    Job DescriptionS-RM Intelligence and Risk Consulting is seeking a skilled Risk Consultant to join our Central Functions Team in Cape Town.We're a global intelligence and risk consulting firm dedicated to helping companies, governments, and individuals navigate complex challenges. Our team of experts works collaboratively to deliver innovative solutions that...


  • Cape Town, Western Cape, South Africa Network Finance Full time

    Job DescriptionA leading financial services company, Network Finance, is seeking a qualified Chartered Accountant to join their team as a strategic finance manager. This exciting role will provide exposure in various aspects of finance and operations.Duties and ResponsibilitiesCollaborate with the Africa Financial Controller to provide financial advice and...


  • Cape Town, Western Cape, South Africa Bvnk Group Full time

    Bvnk Group is transforming payment infrastructure for businesses.We provide cutting-edge payment solutions, enabling companies to send and receive stablecoin payments, convert between currencies, and add stablecoin payments to their checkout.Our unified platform integrates the strengths of banks and blockchains, backed by robust global licensing and...


  • Cape Town, Western Cape, South Africa Old Mutual Finance Full time

    About UsOld Mutual Finance is a leading financial services organisation in Africa, providing a broad spectrum of solutions to retail and corporate customers.We are committed to creating and exposing our people to diverse learning opportunities through formal and informal learning.In partnership with you, we promise to challenge and help you grow in your...


  • Cape Town, Western Cape, South Africa Network Finance. Full time

    Duties & ResponsibilitiesAre you a seasoned financial professional with a knack for organization and a passion for efficiency? Look no further Our company is in search of a Finance Admin Manager to join our team and revolutionize our financial operations.Key Responsibilities:Financial Oversight: Manage day-to-day financial operations, including budgeting,...


  • Cape Town, Western Cape, South Africa Sanlam Limited Full time

    Sanlam Investment Group: A Leader in Financial ServicesThe Sanlam Investment Group is a leader in financial services, providing comprehensive investment solutions to clients across various asset classes. Our commitment to transformation and diversity drives us to achieve a diverse, inclusive, and equitable workplace. We believe that these are key components...


  • Cape Town, Western Cape, South Africa The Recruitment Council Full time

    Job Summary:The Recruitment Council is a leading provider of recruitment and staffing solutions. We are seeking an experienced Compliance and Risk Manager to join our team, responsible for ensuring the highest standards of compliance and risk management across our operations.About the Role:Develop and implement comprehensive risk management strategies to...


  • Cape Town, Western Cape, South Africa Rain Full time

    Job SummaryThe Compliance Risk Management Lead will oversee the development and implementation of a comprehensive risk management framework for Rain. This role is responsible for ensuring compliance with regulatory requirements, managing risk, and promoting a culture of governance within the organization.Key Responsibilities:Regulatory Compliance: Ensure...


  • Cape Town, Western Cape, South Africa CA Financial Appointments Full time

    Compliance and Governance AdvisorCA Financial Appointments is seeking a qualified Compliance and Governance Advisor to provide support in implementing risk and compliance policies and procedures. This role involves ensuring the organization's compliance with internal and external statutory requirements.Main Responsibilities:Prepare and submit compliance...


  • Cape Town, Western Cape, South Africa Network Finance Full time

    Network Finance is a reputable renewable energy company seeking an Executive Finance Manager to lead our finance team. As a seasoned finance professional, you will be responsible for overseeing financial operations, ensuring compliance with regulatory requirements, and providing strategic financial guidance to drive business success.Key Skills:Strong...


  • Cape Town, Western Cape, South Africa Velocity Trade South Africa Full time

    About UsVelocity Trade South Africa is a dynamic and expanding global financial services business that offers a unique opportunity for career growth and development. We are committed to providing exceptional service and innovative solutions to our diverse client base.Job OverviewWe are seeking a highly skilled Financial Regulations Officer to join our team...


  • Cape Town, Western Cape, South Africa Rain Full time

    Key Responsibilities: Regulatory Compliance Ensure compliance with all applicable South African telecommunications laws and regulations, including ICASA (Independent Communications Authority of South Africa) requirements. Monitor and ensure adherence to RICA (Regulation of Interception of Communications and Provision of Communication-Related Information...


  • Cape Town, Western Cape, South Africa Rain Full time

    Job ResponsibilitiesEnsure compliance with all applicable South African telecommunications laws and regulations, including ICASA (Independent Communications Authority of South Africa) requirements.Monitor and ensure adherence to RICA (Regulation of Interception of Communications and Provision of Communication-Related Information Act) and POPIA (Protection of...