Technical Compliance Officer

Posted by - David Symes- Recruiter**HEAD OF COMPLIANCE (CAPE TOWN) - AML (INC FRAUD & KYC) AND STAFF MANAGEMENT EXPERIENCE REQUIRED** **Ref: 4001G** **ZAR 100K-120K Per Month + Good Bens & Bonus inc Flexible Working Cape Town** Our client, a rapidly expanding Fintech in the money transfer sector, seeks an experienced Head of AML & Compliance to develop...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. **Responsibilities**: - Compliance reporting on behalf of business unit; internal and external (statutory) requirements -...

A fund management company based in **Stellenbosch**, with two funds under their stewardship, is looking for a **Compliance Officer** to join their team to help ensure compliance within the company. As a **Compliance Officer**, you will be staying ahead of regulations globally, establishing robust controls and procedures for compliance across all...

Our client are seeking a dedicated Compliance Officer to join their risk and compliance team in Rondebosch. This role will support and implement risk and compliance policies and procedures for their advisory, fiduciary, and consulting operations. The position involves accurate risk and compliance reporting, including ad-hoc review and analysis work for the...

Job Description:The Recruitment Council is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that the company complies with regulatory requirements and best practices.About the Role:This is a full-time position that requires a strong understanding of compliance laws and regulations....

Compliance officer **Responsibilities**: Implement and manage an effective legal compliance program. Develop and review company policies. Advise management on the company’s compliance with laws and regulations through detailed reports. Create and manage effective action plans in response to audit discoveries and compliance violations. Regularly audit...

**Compliance Officer Cape Town** Well-established client is looking for a Compliance Officer with at least 3-5 years of experience working at a bank in a similar role. **Salary**: Market Related **Minimum Requirements**: - LLB / BComm or other relevant qualification - Must have qualifications in compliance and risk management - Must have CPrac - 3-5...

A local Investment Company is seeking a FICA and FAIS Compliance Officer to join their Fund Due Diligence Team. This company is a small, yet well-established firm located in the Northern Suburbs of Cape Town. This position is well suited to someone with high energy levels, independence, and with a sincere enthusiasm for compliance. **Qualifications &...

Cape Town N/Subs R35000 - R48000 pm Financial Services company requires the skills of an experience Compliance officer You need the following: Approved Category I Compliance Officer with the Financial Sector Conduct Authority with no supervision requirements. RE as applicable to the Categories of approval 3 years working experience in a life insurance,...

Our client, an Investment Consultant Company, is looking for a **Junior Legal and Compliance Officer **to join their team in the **Plattekloof, **Cape Town, area. To assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance. **Areas of Responsibility**: **Compliance**: - Expert knowledge of...

Our client, an Investment Consultant Company, is looking for a **Senior Legal and Compliance Officer** to join their team in the **Plattekloof, **Cape Town, area. To assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance. **Areas of Responsibility**: **Compliance**: - Expert knowledge and...

About The RoleWe are seeking a highly skilled Compliance Officer to join our risk and compliance team in Rondebosch.This role will support and implement risk and compliance policies and procedures for our advisory, fiduciary, and consulting operations.The position involves accurate risk and compliance reporting, including ad-hoc review and analysis work for...

**Role Purpose** Implement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the...

**Job description** **We are looking for an enthusiastic Compliance Officer to join our fast growing team.** **It is important that you understand the recruitment process and the fundamental importance of Compliance within this process. Your role will include**: - **Processing all checks where necessary**: - **Providing support to consultants by...

**Introduction**Disclaimer** - As an applicant, please verify the legitimacy of this job advert on our company career page.**Role Purpose** - The role purpose is to assist the Head of Compliance advice, guide and monitor compliance with all legislation relevant to the non-banking financial services industry and pension fund administration environment and...

**Job summary**: - The successful applicant will be part of the Regulatory Compliance Team and will be responsible for engaging with stakeholders, monitoring, and reporting compliance related issues to the business and the relevant Board committees and Boards where applicable.- The role will report to a Compliance Manager and work closely with the reporting...

**FUTUREGROWTH ASSET MANAGEMENT IS RECRUITING!** We have an exciting opportunity available for an **Assistant Compliance Officer **in our Compliance team. - Futuregrowth is committed to transformation. A strong preference will be given to _ **Assistant Compliance Officer** Are you passionate about calculations and analysis and are you seeking a...

This role, based in Cape Town, is to assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance. **Compliance** - Expert knowledge and in-depth understanding of CISCA and all the regulations - Good understanding of FAIS, FICA and POPIA - Good understanding of FX - Assist in implementing and...

Overview Hire Resolve is seeking a skilled and experienced Compliance Officer to join our client, a leading global financial services company. This is an exciting opportunity for a compliance professional to play a critical role in ensuring regulatory adherence and fostering a strong culture of compliance within a dynamic and fast-paced organization. The...

We are seeking a skilled Compliance Officer to facilitate the seamless integration of new clients into our organization while ensuring strict adherence to regulatory requirements and internal policies.The ideal candidate will have 3+ years of experience in a similar role, with a strong understanding of compliance and regulatory requirements.Key...