Compliance Data Analyst

3 weeks ago


Southern Suburbs, South Africa CA Financial Appointments Full time

**Responsibilities**:

- Compare and analyse data required for compliant portfolios
- Classify instruments in terms of relevant regulations
- Collaborate with asset managers to gather all portfolio holdings in various reporting systems
- Ensure that proper rule set-up on compliance and reporting systems
- Assist with relevant quarterly reports
- Assist with investigating any breaches
- Take ownership of training and education on new legislations
- Work with various teams, to carry out instrument data reviews

**Requirements**:

- Minimum of a relevant Degree or Diploma in finance, commerce, law, information technology systems
- Minimum of 1-2 years investment industry experience in Compliance Data related role (Asset Management or related environment)
- High attention to detail, strong problem solving skills
- Sound knowledge and understanding of legislations (CISCA, SARB Classification, Reg 28 Board Notice 90 and 52)
- Knowledge of ASISA standard and guidelines
- Reasonable understanding and exposure to financial markets
- Previous exposure to investment systems and compliance (Statpro, Thinkfolio, Moonfire)
- Highly organised and good time management skills
- Ability to work under pressure and meet deadlines


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