Compliance Specialist Ii

2 weeks ago


Johannesburg, South Africa FirstRand Full time

About us, purpose, experience and qualifications

**about us**:
**purpose**:

- To provide robust regulatory compliance advice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and minimum standards**experience and qualifications**:

- Minimum Qualification - Postgraduate or Honours Degree in a business-related discipline or in Auditing
- Preferred Qualification - Masters Degree in a business-related discipline or in Auditing
- Experience - 3 to 5 years experience in a similar environment, of which 1 to 2 years ideally at a junior specialist level
- Additional Knowledge - Industry Expertise - Compliance Specialists must be authorities in the industries in which they work and often have a history of working in the industry in another capacity before becoming Compliance Specialists.
- Deep Knowledge of Regulations
- Interview, Investigation and Auditing Skills
- Financial services industry with experience in specific aspects of regulations like Financial Crime, Data Privacy and Protection, Market Conduct, Risk Management, Compliance Monitoring and Evaluation**additional requirements**:

- No Referral plan is assigned to this job

**responsibilities**:

- Manages risks in own area of responsibility
- Develop, encourage and nurture collaborative relationships across area of specialisation
- Display and encourage an appreciation of teamwork and inclusivity
- Participate in planned activities that are appropriate for own development
- Ensure development and continuous value add improvement to operational processes
- Compile reports that track progress and guide business to make informed decisions
- Deliver customer experience excellence in own service delivery aligned to Organisational values and service standards
- Build working relationships across teams and functional lines to enhance work delivery, collaboration and innovation
- Control expenditure and identify process improvements to contain and reduce costs
- Support the central function by assisting in developing of policies, procedures, frameworks, and tools with specific focus on relevant risk legislation, for the benefit of the larger organisation
- Provide input into the development of the tactical strategy, and develop and implement a supporting operational strategy
- Provide an advisory service and consult with business to recommend controls and processes to ensure legislative compliance



  • Johannesburg, South Africa Six Sense Full time

    Gauteng, JHB - Northern Suburbs - Annually Cost To Company (Market related) A well-established short term insurer is seeking to appoint a IT Governance Risk and Compliance (GRC) Specialist **Qualifications**: - National Diploma in IT /Bachelor or Relevant equivalent to NQF Level 6 - IT Governance certification or ITIL & COBIT mandatory; CRISC, CISSP, CISA...


  • Johannesburg, South Africa Qinfo Consulting Full time

    Description: Qinfo is currently sourcing for a Technology/Domain Specialist II CDE Squad. To actively own and be accountable for the overall evolution of multiple Technology or Domain assets while influencing and maintaining the health of the asset. Play a leadership role on the associated COE’s **Salary**: R150,00 - R500,00 per hour Expected hours: 40...

  • Compliance Specialist

    1 month ago


    Johannesburg, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: The Compliance Division within Group Compliance is looking for a Compliance Specialist to join their team. The Compliance Specialist advises and guides teams on the identification of relevant compliance risks and the development of compliance risk management plans. **Required Knowledge and Experience**: Minimum: - 3-5 years Business...


  • Johannesburg, South Africa Absa Bank Limited Full time

    Bring your possibility to life! Define your career with us - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary To...

  • Compliance Specialist

    4 weeks ago


    Johannesburg, South Africa Anglo American Full time

    Company Description Join us as a **Compliance Specialist**. Anglo American aspires to become the most valued mining company in the world, and to achieve this ambition we are implementing a radical programme - Beyond Finance - which is currently transforming and improving many of the ways in which our teams work. We are focused on simplification and...


  • Johannesburg, South Africa Absa Bank Limited Full time

    Bring your possibility to life! Define your career with us - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary To...

  • Compliance Specialist

    1 month ago


    Johannesburg, South Africa FirstRand Full time

    Job Description To assist with the development and implementation of risk management plans and establishing risk-reporting requirements - Deliver against operational and cost targets - Prioritise resource allocation to minimise and reduce wastage - Monitor costs for the financial year according to the operational plan - Allocates and approves expenditure -...


  • Johannesburg, South Africa Sanlam Full time

    Who are we? Safrican is a respected life insurer with a footprint in SA and a subsidiary in Eswatini. Safrican has over 2 million principle lives covered and more than 7 million lives assured, the company has grown from strength to strength since 2004. What will you do? Responsible for implementing and enforcing the organisation's or business units'...

  • Compliance Specialist

    1 month ago


    Johannesburg, South Africa FirstRand Full time

    Job Description To provide robust regulatory compliance advice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and minimum standards - Deliver against operational and cost targets - Prioritise resource allocation to minimise and reduce wastage - Monitor costs for the financial year according to...

  • Compliance Officer

    4 weeks ago


    Johannesburg, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: The Group Compliance department is looking for a Compliance Officer to join the team. The Compliance Officer will report into the Senior Compliance Manager, the incumbent will assume responsibility for assisting in developing, implementing, and maintaining a system of compliance for the Hollard Group. **Required Knowledge and...


  • Johannesburg, South Africa Absa Bank Limited Full time

    Bring your possibility to life! Define your career with us - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary To...


  • Johannesburg, South Africa Dante Personnel Full time

    Gauteng, Johannesburg CBD - R560 000 ctc per annum - R700 000 ctc per annum Our client based in Braamfontein is looking for an Assistant Company Secretary/Compliance & Governance Specialist **Minimum requirements**: - A BCom Law or equivalent is required - At least 5 years of company secretarial administrative experience is required - At least 2 years of...

  • Compliance Specialist

    2 weeks ago


    Johannesburg, South Africa Network Recruitment Full time

    Key Responsibilities: Advise teams on compliance requirements and develop risk management plans. Conduct compliance reviews and monitor high-risk items within Business Units. Translate legislative requirements into practical compliance measures. Facilitate workshops to identify regulatory risks and consult on compliance alignment. Review operational...

  • Compliance Specialist

    1 month ago


    Johannesburg, South Africa Nedbank Full time

    **Job Classification** - **REQ: 130234 - Refilwe Falatsi**: - **Division: Nedbank Insurance | Governance**: - **Closing Date: 6 December 2023**: - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline-...

  • Compliance Manager

    1 month ago


    Johannesburg, South Africa FirstRand Full time

    About us, purpose, experience and qualifications **about us**: **purpose**: - To ensure the implementation of the Group’s compliance frameworks and programmes and in consultation with business ensure conformance and adherence with regulations and delivers through a team of compliance specialists**experience and qualifications**: - Minimum Qualification...

  • Compliance Officer

    1 month ago


    Johannesburg, South Africa CFS Recruitment (Pty) Ltd Full time

    My Short Term Insurance Client in Bedfordview is looking for a Compliance officerYou will be primarily responsible for the development and monitoring implementation of business risk and compliance framework as well as ensuring industry and regulatory compliance programs are in line with the prevailing legislative environment governing the financial sector in...


  • Johannesburg, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: JobPurpose To assist the Compliance Manager: Business Support with the implementation of new legislation and to develop Compliance Risk Management Plans(CRMP’s) accordingly; To provide ongoing compliance advice and guidance to business, specifically within the project management Workstreams and Governance Approval Committee; On a...

  • Compliance Manager

    1 month ago


    Johannesburg, South Africa Edge Executive Search Full time

    Compliance Manager - 2023-08-07 - 2023-08-11 - Permanent - Tea000144 - Legal- Gauteng, JHB - Central - Annually Cost To Company (Negotiable)- Our client is urgently looking for an experienced Compliance Officer, the successful incumbent will be responsible for regulating listed companies on the stock exchange and do Examination of Circulars issued to...


  • Johannesburg, South Africa FirstRand Full time

    Job Description Hello future Group Financial Crime Compliance Specialist FirstRand believes that its people are its single most important resource and will not operate in a sector unless it has people who are right for that market and who share FirstRand’s business values. We recruit self-starters who have a passion for what they do. We empower them,...

  • Compliance Officer

    1 month ago


    Johannesburg, South Africa CFS Recruitment Full time

    Minimum Requirements:Degree in LawCertified Anti Money Laundering Specialist (CAMS) ADV2-5 years compliance related experienceExperience in the Insurance and Financial services industry is essential.Must have a FSCA number.