Regulatory Specialist: New to Bank

1 week ago

Johannesburg, South Africa Nedbank Full time

**Closing Date**
- 30 November 2023**Job Purpose**
- To manage self or a team of regulatory analysts, and ensure that FICA, FATCA & CRS-related activities & functions are executed within defined AML standards & requirements while simultaneously maintaining control over applicable processes, in accordance with Client Services Strategy.**Responsibilities**:

- Manage a team and ensure effective processing of FICA and all client data related capturing and records maintained
- Ensure the validation function on FICA, FATCA & CRS all in the context of business as usual (New to Bank, onboarding of new clients and Reviewing of existing clients)
- Review of clients by ensuring that "gaps" are identified in the FICA, FATCA & CRS requirements of existing clients.
- Ensure adherence to FICA, FATCA & CRS requirements by upskilling/guidance/training to front line to ensure that all NCIB Client records are optimally managed and maintained.
- Ensure that defined FICA/FATCA and CRS-related activities & functions are executed within defined standards & requirements while simultaneously maintaining control over applicable processes.
- Maintain sound relationships with the relevant internal and external stakeholders by ensuring achievement of high levels & quality of service delivery as experienced by stakeholders contributing to customer retention.
- Ensure that all Stakeholders are advised by resolving queries promptly.
- Essential Qualifications - NQF Level- Matric / Grade 12 / National Senior Certificate
- Preferred Qualification- Advanced Diplomas, Bachelor’s Degree, LLB, Related Compliance / AML certificates
- Minimum Experience Level- 3 or more years banking experience in KYC/ Anti-Money Laundering.

**Technical / Professional Knowledge**
- Administrative procedures and systems
- Microsoft Office
- Relevant regulatory knowledge
- Business writing skills
- Financial Acumen
- Product Knowledge
- Analytical Skills
- Knowledge of risk
- Relevant system knowledge
- Accounting skills
- Behavioural Competencies- Communication
- Continuous Learning
- Collaborating
- Decision Making
- Initiating Action
- Innovation
- Work Standards
- Managing Work

**Employment Equity Statement**

**_PREFERENCE WILL BE GIVEN TO INDIVIDUALS FROM UNDERREPRESENTED GROUPS_**
- **_Please contact the Nedbank Recruiting Team at +27 860 555 566_

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