Compliance Head
5 months ago
Job Description
To implement the FirstRand compliance risk framework to enable adherence to regulatory requirements and prevent exposure risks in line with the FirstRand and related segment business strategy and FirstRand Group wide compliance strategy
- Establish, align and manage target and budget goals whilst ensuring effective control of costs for a range of functional areas to increase cost efficiency
- Establish a sound risk management culture through awareness of campaigns to influence behaviour and drive the importance of compliance
- Cultivate and manage objective working relationships with a variety of stakeholders, including end-users, SME's, project managers and senior staff members
- Maintenance of expert knowledge on relevant legislative amendments, industry best practices and provision of proactive advice and solutions to relevant stakeholders
- Provide the segment with effective compliance management strategies, tools and methodologies to ensure compliance within the business
- Comply with governance in terms of legislative and audit requirements
- Monitor changes in legislation, regulations, initiatives and relevant industry practices
- Required Experience:
- Legal, risk management or other relevant degree
- Global markets experience (multiple years)
- 10 to 15 years relevant banking experience
- FAIS (RE1 & RE3)
- RPE;
- Product experience for FAIS category I, II and IIA.
- JSE accreditation
- Product experience in equities, bonds and derivatives.
Job Details
Application Closing Date
15/02/24
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