Risk & Compliance Officer

2 weeks ago


Bryanston, South Africa Eskom Pension and Provident Fund Full time

**IMPLEMENT RISK MANAGEMENT PRACTICES**
- Identify and assess risks within the company environment in collaboration with Manager.
- Provide recommendations into the risk management action plan.
- Implement the risk awareness plan, as agreed by Management.
- Assist in reviewing risk strategies, ensuring alignment line with EPPF objectives.
- Maintain and compile a risk register to inform risk management decisions.
- Verify management action plans and follow up on outstanding management actions.
- Identify gaps on policies and procedures and recommend mechanisms to alleviate them.
- Monitor the effectiveness of the Risk Committee and risk champions within the EPPF.
- Update the operational risk control matrix on a quarterly basis.
- Compile risk and control reports quarterly, providing accurate information by due date.
- Compile enterprise risk scorecard report, based on information gathered.
- Implement enterprise risk scorecard, following up with the relevant stakeholders to achieve stipulated objectives.
- Undertake risk assessments to determine the EPPF’s current risk exposure.
- Conduct training/risk awareness of employees in the use of risk management tools and techniques.
- Provide risk assurance on business processes.
- Monitor compliance of the Fund’s Enterprise wide risk management policy, following up appropriately on issues identified.
- Follow up with the respective Unit Head to ensure each department‘s strategy incorporates risk management principles.
- Ensure incident management procedures are in place and risks mitigated.
- **PROVIDE ASSURANCE ON THE FUND’S LEVEL OF RISK COMPLIANCE**
- Incorporate compliance awareness into EPPF culture.
- Assist with the design and implementation of a formal compliance programme i.e. establish and implement frameworks; policies and procedures; formal monitoring; and regulatory / legislative compliance reporting.
- Provide assurance on the Fund’s level of compliance with operational and regulatory / legislative requirements.
- Serve on various governance structures and facilitate the resolution of non-compliance incidents.
- **FOSTER A RISK AND COMPLIANCE AWARENESS CULTURE**
- Conduct risk and compliance awareness campaigns throughout the Fund.
- Co-facilitate awareness programmes with identified stakeholders.
- Provide guidance on strategic and business projects regarding risk related matters.
- **PROVIDE PROJECT MANAGEMENT SUPPORT**
- Participate in projects or collaborative business initiatives, and provide support on risk management activities.
- Provide support on strategic and business projects.
- **IMPLEMENT FRAUD RISK MANAGEMENT PRACTISES**
- Implement fraud prevention frameworks, policies and plans.
- Conduct preliminary investigations into suspicious activities.
- Provide assistance to investigative authorities in connection with a fraud matter.
- Follow up on fraud cases and provide periodic progress reports to governance structures.
- **ESTABLISH AND IMPLEMENT BUSINESS CONTINUITY MANAGEMENT (BCM) PRACTISES AND PROCEDURES**
- Facilitate maintenance of BCM programme (BCP Strategy; planning and testing).
- Provide guidance to business units on business continuity management.
- Submit reports to various governance structures on status of BCM for the Fund.
- **ASSIST WITH THE IMPLEMENTATION OF A COMBINED ASSURANCE MODEL**
- Establish partnerships with internal and external assurance providers in order to provide a coordinated approach to all the assurance activities of the Fund.
- Liaise with external and internal auditors, providing them with accurate information in a timely manner.
- Perform activities commensurate with the Fund’s risk management policy and combined assurance practices and procedures.
- Relevant Bachelor’s Degree.
- Registered with professional bodies (such as the Compliance Institute and/or Institute of Risk Management).
- Professional Body qualification/s(advantageous).
- At least 5 years job-related experience.
- Knowledge of Risk and Compliance.
- The ability to use standard software packages (e.g. Microsoft Office) and to learn bespoke packages if required.
- Report writing.
- Governance, Risk and Controls.
- Understanding of Industry trends.
- Relevant regulatory knowledge.

**CLOSING DATE 13 SEPTEMBER 2023



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