Compliance Manager

4 weeks ago

Johannesburg, South Africa FirstRand Full time

Job Description

To ensure there is implementation of the Group’s compliance frameworks and programmes in consultation with business ensure conformance and adherence with regulations and delivers through a team of Compliance resources/specialists.

Ensure adherence of organisation policies and procedures, especially regulatory and ethical standards.

Perform regular audits, design control systems and help to design and implement company policies.
- Deliver against operational and cost targets
- Prioritise resource allocation to minimise and reduce wastage
- Monitor costs for the financial year according to the operational plan
- Allocats and approvs expenditure
- Review cost reports and resolves or explains variances to the budget
- Identify, control and escalate potential risks that may lead to increased costs
- Manage costs or expenses within approved budget to achieve cost efficiencies
- Provide input into the budgeting process and monitor utilisation for the financial year according to the operational plan
- Produce or review budget reports to make sure they accurately reflect work activity
- Ensure financial documentation is maintained to support accurate record keeping and future legislative requirements
- Escalate potential budget risks that may lead to increased costs or financial losses
- Present work proposals on planned activities that will require financial resources
- Allocate and approves expenditure
- Collate, analyse and evaluate data and information to forecast expenditure and cash flow trends and make recommendations to improve budget
- Deliver customer experience excellence aligned to
- Organisational values and service standards
- Build professional long-term relationships with customers based on trust that builds the brand
- Collect and interrogate information and feedback to ensure full understanding of customer needs to deliver a quality service
- Provide customers with relevant information to keep them informed of products and service options identification of improvement opportunities
- Implement, monitor and control business processes according to quality standards; policy; and compliance and governance requirements in area of accountability
- Ensure the development, alignment, mapping and implementation of end-to-end processes aligned to the customer journey map
- Research, enable and consult on improvements and opportunities to harness technology and platform enablement
- Review existing processes and suggest innovative ideas to improve and streamline processes to drive efficiencies and minimise redundancy
- Monitor customer feedback reports and align processes to maximise efficiencies
- Analyse and interpret regulation and legislation and using a risk-based approach. Identification and risk rating of applicable laws and regulations for responsible business units
- Development and implementation of compliance/legislative universe for responsible business units
- Development and implementation of Compliance Risk
- Management Plans (CRMPs) for core legislative and regulatory provisions
- Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof
- Compiling monitoring reports on the results of monitoring
- Incident reporting, to ensure timeous escalation of compliance risks and incidents Interpret regulation and
- legislation and assist business units with practical
- implementation thereof
- Advise and provide guidance to management on systems, policies, processes and controls implemented to enable compliance
- Research and communicate applicable legislative developments to all stakeholders Assist with the promotion of a culture of compliance and awareness and actively participating in compliance projects and
- training initiatives
- Provide training on regulatory requirements to channels
- Ensure compliance with relevant statutory, legislative, policy and governance requirements in area of accountability
- Ensure implementation of relevant policies, governance and practice standards across the business
- Maintain knowledge on relevant legislative amendments, industry best practices and internal compliance procedures and requirements
- Ensure compliance is adopted in terms of systems and procedures as laid out by organisation and review in response to audit findigns and changes
- Develops an understanding of risks and risk management approaches
- Implement and provide input into the development of governance and compliance procedures and processes within area of specialisation and identify risks
- Educates others and makes suggestions for improvements
- Networks and participates in specialist risk forums where required
- Provide input into the development of the business area tactical strategy in achievement of the overall business trategy
- Develop and implement an area operational plan in achievement of Business objectives
- Responsible for implementing and enforcing the organisation's or business units' compliance program
- Main

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa The Payments Association of South Africa (PASA) Full time

    **Overall job purpose** To maintain the Compliance function in Payments Association of South Africa (PASA) through the execution of defined monitoring, investigating and reporting to ensure PASA, PASA Members and the internal committees comply with legislation, regulations and supervisory requirements and to provide advice, consultation and facilitation on...

  • IT Compliance Management

    4 weeks ago

    Johannesburg, South Africa Unique Personnel Full time

    **Job Number** - 70863 **Job Type** - Permanent **Job Title** - IT Compliance Management **Computer Skills** - Attention to detail,Project management,Communication,Compliance knowledge **Industry** - Computer - IT **City** - Johannesburg **Province** - Gauteng - Develop and maintain an effective IT compliance framework that aligns with industry...

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa Nedbank Full time

    Career Stream- Regulatory Compliance- Leadership Pipeline- Manage Self: Professional **Job Purpose** - To consult on and advise the transactional banking business area regarding relevant domestic and international legislation; including payments related legislation, compliance and governance to ensure abidance to relevant codes; regulations and rules...

  • Manager: Compliance

    4 weeks ago

    Johannesburg, South Africa Absa Bank Limited Full time

    Bring your possibility to life! Define your career with us - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary To...

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa Secondments Recruitment Full time

    **Job Advert Summary**: Under the direction of the Chief Operating Officer, the Compliance Manager is responsible for ensuring consistent implementation of the Ethics and Compliance program. The role exists to foster and strengthen “Tone at the Top” with country and business leadership and to support the development of “Tone in the Middle”,...

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa FirstRand Full time

    About us, purpose, experience and qualifications **about us**: **purpose**: - To ensure the implementation of the Group’s compliance frameworks and programmes and in consultation with business ensure conformance and adherence with regulations and delivers through a team of compliance specialists**experience and qualifications**: - Minimum Qualification...

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa LMP RECRUIT Full time

    Our client in the financial / tech sector is looking for your passion on compliance and experience to join the team .Qualification and ExperienceLegal, Risk or Compliance related degree or equivalent. CISA membership would be advantageous.3-5+ Years experience in a Compliance environment and/ or managing/ leading a Compliance team preferably in the Financial...

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa BGA Recruitment Full time

    **Job Summary**: The Compliance Manager overall responsibility is the legal and compliance function within the Company. It involves ensuring the company's integrity, and adherence to legal standards and in-house policies. Enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. **Job Tasks (Duties)**: -...

  • Manager Compliance

    1 month ago

    Johannesburg, South Africa South African Bankers Services Company Pty Ltd Full time

    **Job Description**: BankservAfrica form part of the South African National Payments System and are a trusted partner of the financial industry, including banking institutions, and therefore require that employees adhere to unwavering standards of honesty and transparency in performing their duties. **PURPOSE** The main purpose of the Manager Compliance is...

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa BGA Recruitment Full time

    Job Summary:The Compliance Manager overall responsibility is the legal and compliance function within the Company. It involves ensuring the company's integrity, and adherence to legal standards and in-house policies. Enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.Job Tasks (Duties):Develop and...

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To ensure there is implementation of the Group’s compliance frameworks and programmes in consultation with business ensure conformance and adherence with regulations and delivers through a team of Compliance resources/specialists. Ensure adherence of organisation policies and procedures, especially regulatory and ethical...

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa Edge Executive Search Full time

    Compliance Manager - 2023-08-07 - 2023-08-11 - Permanent - Tea000144 - Legal- Gauteng, JHB - Central - Annually Cost To Company (Negotiable)- Our client is urgently looking for an experienced Compliance Officer, the successful incumbent will be responsible for regulating listed companies on the stock exchange and do Examination of Circulars issued to...

  • Compliance Counsel/senior Compliance Manager

    1 month ago

    Johannesburg, South Africa The Coca-Cola Company Full time

    As a Compliance Counsel/Senior Compliance Manager for The Coca-Cola Company, you will work with a team of highly engaged and skilled compliance professionals to drive the compliance program within your region of responsibility. This includes enabling strategic compliance thinking across all levels of business leadership. Learn more about our Code of...

  • Compliance Manager

    1 month ago

    Johannesburg, South Africa Project Management Connection Full time

    **Overall job purpose** To maintain the Compliance function in the company through the execution of defined monitoring, investigating and reporting to ensure the Company, Company Members and the internal committees comply with legislation, regulations and supervisory requirements and to provide advice, consultation and facilitation on all compliance and...

  • Group Compliance Manager

    1 month ago

    Johannesburg, South Africa LMP RECRUIT Full time

    **Our listed corporate client seeks your passion and sound experience to head the operational and strategic compliance across the Group.** **Ideally either from the Financial Sector (Finance tech, Banking or insurance industry** **Qualification and Experience** - LLB, BCom Honours or relevant Risk Management related Degree or equivalent. - Affiliation to a...

  • Group Compliance Manager

    1 month ago

    Johannesburg, South Africa LMP RECRUIT Full time

    **Our listed corporate client seeks your passion and sound experience to head the operational and strategic compliance across the Group.** **Ideally either from the Financial Sector (Finance tech, Banking or insurance industry** **Qualification and Experience** - LLB, BCom Honours or relevant Risk Management related Degree or equivalent. - Affiliation to a...

  • Compliance Manager: Cib

    1 month ago

    Johannesburg, South Africa Nedbank Full time

    Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional **Job Purpose** - To assist with the identification, management and reporting of compliance risk and incidents, specific to Property Finance. This will require an in-depth understanding of the property finance business as well as...

  • Manager Compliance

    1 month ago

    Johannesburg, South Africa BankservAfrica Full time

    This details all the information about the job posting. - Share this job as a link in your status update to LinkedIn. **Do you see a future that includes more?** **More exposure to innovative technologies, more personal growth, more experience?** **Look at the position we have available and see how, together we can shape your future, so that you can give...

  • Senior Manager: Compliance

    1 month ago

    Johannesburg, South Africa Nedbank Full time

    **Requisition Number and Talent Aquisition** - REQ: - **130462** - Location: Sandton, Johannesburg- Closing Date: 07 December 2023- Talent Acquisition: - **Saranya Govender** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional - FAIS Affected**Job Purpose** - To consult on and...

  • Manager: Legal and Compliance

    4 weeks ago

    Johannesburg, South Africa Ditshaba Full time

    The client seeks to employ a suitably qualified and competent Manager: Legal and Compliance to oversee and manage the Legal and Compliance department for the organization to ensure compliance to all relevant legislation and to proactively identify and manage potential risks and litigation. **Qualifications and Experience** - Legal Qualification, LLB NQF...