Compliance Manager

4 weeks ago


Johannesburg, South Africa LMP RECRUIT Full time

Looking for a change and have experience as a manager - compliance

Responsible for supporting activity that will ensure that statutory responsibilities of the Compliance function are carried out with due care, skill, and diligence. Responsible for supporting the Head of Compliance in discharging Regulation Banks Act and other applicable legislation.

Qualification:

- B. Com / LLB qualification; and/or Appropriate professional qualification from a reputable educational institution or professional body; or
- Appropriate accredited compliance related course endorsed by the Compliance Institute
- Successfully completed FAIS RE5 (and preferably RE1)
- Post graduate diploma in Compliance Management (advantageous)
- Member of the Compliance Institute

Work Experience:

- 2 4 years compliance experience in the Financial Services / Banking industry
- 2 years FAIS experience for a Cat 1 License
- Understanding and ability to assess compliance risks
- Ability to interpret legislation
- Understanding of and ability to implement monitoring methodologies
- Good presentation skills (Ability to provide awareness training)
- Ability to provide advice and guidance to Business
- Ability to compose compliance related reports
- Good understanding of key regulations
- Computer literacy essential Word; Excel and Power Point

**Skills**:

- Good analytical ability
- Good interpersonal and problem-solving skills
- Good organizational ability and time management
- Excellent Report writing skills
- Organisational & planning skills
- Strong communication skills and professionalism

Competencies:

- Ability to cope under pressure
- Assertive / confident / patient and able to adapt with various team dynamics
- Deadline Driven
- Self-motivated and have ability to work independently
- Be attentive to detail
- Innovative and practise proactive compliance
- Diligent
- Pro-active
- Keen sense of responsibility and accountability
- Must be willing to travel nationally when required
- Ability to work in a team and display leadership skills
- Ability to learn and translate learnings to the applicable business units within Bank SA
- ** Ab**ility to work as part of a bigger Group and manage those relationships


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