Manager: Legal, Risk and Compliance

2 weeks ago

Johannesburg, South Africa PPS Recruitment Full time

**Job Advert Summary**:
**Minimum Requirements**:
**Education**:

- Grade 12.
- Legal or Commerce bachelor’s degree NQF 7, or professional qualification NQF 8 (i.e., LLB).
- Post Graduate Diploma in Compliance Management, NQF 7, essential.
- C.Prac (SA) designation, preferred.

**Experience**:

- At least 5-7 years’ experience in financial services compliance.
- Experience in insurance (Long-term or Short-Term) and/or financial services preferably at a large corporate or a bank, but alternatively in legal practice dealing with insurance and/or financial services matters.
- Working knowledge of the CURA system or related system.
- Experience working with financial services legislation for example Insurance Act, LTIA, STIA, FAIS, FICA, CISCA etc.

**Knowledge and Skills**:

- Knowledge of Financial Services Regulatory Environment.
- General Legislative Knowledge.
- Ability to draft formal legal opinions on issues which are of a moderately complex (independently) to complex (under guidance) nature.
- Ability to draft legal documents, for example contracts, policy documentation etc. which are of a moderately complex (independently) to complex (under guidance) nature.
- Demonstrated knowledge of Compliance Risk Management Methodology Ability to implement annual compliance plan and requirements arising from new and
Ability to advise business on compliance matters under some guidance.
- ISO 9001 quality management and CURA system.
- Drafting of policies and contracts as well as communicating of legal opinion

**Competencies**:

- Confident and professional manner.
- Good verbal, presentation, and written skills.
- Facilitation.
- Conflict Handling.
- Analytical Thinking and problem-solving skills.
- Judgments.
- Collaborative.
- Sense of urgency.
- Results & Learning orientation

**Duties and Responsibilities**:
All the accountabilities listed below will be performed with some (but limited) guidance from the CFO: Project Gemini and will align with the requirements of the PPS Executive: Legal and Compliance.

**Legal and Compliance**:

- Identify applicable legislation, provide comments, perform risk and impact analysis, and give advice and guidance to business unit.
- Liaising with key stakeholders in the business, regulators, ASISA, and other regulatory bodies when required.
- Identify gaps or potential deficiencies in compliance and other business areas and work with business unit to resolve.
- Drafting, revising, and supporting the negotiation of policies and contracts, ensuring that contractual terms provide compliance with relevant regulations and legislation, but also considering commercial factors.
- Provide legal opinions.
- Litigation management.
- Handling potential and actual disputes, in coordination with internal and external resources.
- Comment on and implement policies and standards from Group Compliance.
- Demonstrate high level of technical and product knowledge.
- Information Governance.
- Ensure business awareness and compliance with data protection laws.
- Liaise with the Groups data owner for breach reporting and escalations from the business unit.
- Recommended corrective actions - prescribing and escalations.
- Manage breaches and risk exposures.

**Corporate Governance**:

- Ensure the effective delivery of company secretariat services for the sub
- boards and committees (internal or outsourced).
- Attend to recommendations from the Board, Risk Committee, management, Group Compliance, and applicable regulators.
- Prepare reports (adhic or in line with regular governance reporting requirements).

**Business Support**:

- Ensure the Compliance Risk Management Plans are loaded on CURA in terms of the CURA plan.
- Report monitoring conducted to and to be reviewed by Group Compliance monthly.
Keep records of all monitoring and activities conducted.
- Conduct regular, risk-based compliance monitoring to ensure appropriate levels of compliance are maintained for prioritised regulatory items on CURA.
- Support business in providing necessary updates on CURA.
- Provide advice to business on compliance matters and implementation of controls, including control effectiveness assessments.
- Track, report and manage compliance incidents and risk issues and report to Group Compliance and Executive: Internal Audit and Compliance.
- Provide compliance training to staff on new or current legislation.
- Assists Management in identifying, assessing, and implementing potential compliance issues, guides.
- Liaising with key stakeholders in the business and other regulatory bodies when required.

  • Group Legal Risk and Compliance Manager

    6 days ago

    Johannesburg, South Africa Cortez Executive Search (Pty) Ltd Full time

    The purpose of the Group Legal risk and compliance manager is to strategically oversee the legal risk and compliance department which includes the following functions, Statutory, Legal contract, data security; and OHS management. Risk and contract management is a core focus of the role. The LRCM will support operational infrastructure and efficiencies,...

  • Business Legal Manager

    4 weeks ago

    Johannesburg, South Africa Pollock and Associates Full time

    Business & Legal Manager Legal Johannesburg North, Johannesburg - Gauteng - South Africa Reporting to the Group Managing Director you will be required to strategically oversee the legal risk and compliance department which includes Statutory, Legal contract, data security and OHS management. Risk and contract management is a core focus of the role. You...

  • Senior Manager: Legal, Risk

    4 weeks ago

    Johannesburg, South Africa Absa Bank Limited Full time

    Bring your possibility to life! Define your career with us - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary To...

  • Legal and Compliance Manager

    4 weeks ago

    Johannesburg, South Africa M-KOPA Full time

    **At M-KOPA, We Finance Progress.** The scale and impact of our work is massive. M-KOPA is a fast-growing FinTech company offering millions of underbanked customers across Africa access to life-enhancing products and services. From our roots as the pioneer in pay-as-you-go “PayGo’” solar energy for off-grid homes, we have grown into one of the most...

  • Risk & Compliance Manager

    4 weeks ago

    Johannesburg, South Africa Macdonald & Company Full time

    **Location**: **Johannesburg** **Salary**: **750000 - 900000** **Job Type**: **Permanent** **Reference**: **54503** **Job Summary**: Our client is a leading real estate investment company who own and manage a large portfolio of commercial, industrial and retail assets throughout South Africa and abroad. With an exciting opportunity available in their...

  • Assistant - Legal, Risk & Compliance Manager

    4 weeks ago

    Johannesburg, South Africa Unique Personnel Full time

    **Job Number** - 70576 **Job Type** - FT Contract **Job Title** - Assistant - Legal, Risk & Compliance Manager **Computer Skills** - Ms Office **Industry** - Government - Civil Service **City** - Johannesburg **Province** - Gauteng **To assist with the execution / management of Litigation, Policy Reviews, Contracts, Intellectual Property, and Opinion...

  • Head of Risk

    4 weeks ago

    Johannesburg North, South Africa Communicate Recruitment Full time

    Are you an experienced and established **Risk and Compliance **professional ***with exposure to the property industry and a solid track record in coordinating governance, enterprise risk management and compliance activities within an organization? My client, a JSE-Listed property group is looking to hire a **Risk and Compliance Manager**. If you can hold...

  • Legal & Compliance Manager - Life Insurance

    4 weeks ago

    Johannesburg, South Africa AGC Recruitment Full time

    **Legal & Compliance Manager - Stellenbosch** Our client is a specialist life insurer, specialising in group funeral insurance. We are an industry-leading tech-forward company, operating nationally through an extensive distribution network of intermediary partners.We are an unconventional funeral insurance company with an unique approach to how we do...

  • Manager Risk and Compliance

    4 weeks ago

    Johannesburg, South Africa Salt Employee Benefits Full time

    To manage company wide-risks and track compliance status considering the changes in the regulatory landscape for retirement funds and benefit administrators introduced by the Financial Sector Conduct Regulatory Act (FSCA); and To embed and promote a compliance culture within SALT EB business units to enhance corporate governance and to ensure that standard...

  • Legal Advisor: Compliance Management

    3 weeks ago

    Johannesburg, South Africa Adzuna ZA B C2 Full time

    The main purpose of the job is to provide legal support in respect of the company’s compliance and information management function, particularly, in relation to the Protection of Personal Information Act (POPIA) and the Promotion of Access to Information Act (PAIA). Thus, ensuring that all compliance related matters are timeously and appropriately...

  • Legal Advisor: Compliance Management

    3 weeks ago

    Johannesburg, South Africa TalentCru Full time

    The main purpose of the job is to provide legal support in respect of the company’s compliance and information management function, particularly, in relation to the Protection of Personal Information Act (POPIA) and the Promotion of Access to Information Act (PAIA). Thus, ensuring that all compliance related matters are timeously and appropriately...

  • Legal Compliance Officer

    7 days ago

    Johannesburg, South Africa DPT Recruitment Full time

    **Job Purpose** Responsible for identifying and managing regulatory risk and compliance within the organisation. **Key Performance Areas** **Compliance Administration** - Implement and manage an effective legal compliance program - Compile Compliance Risk Management Plans to in order to identify gaps - Advise management on the companys compliance with...

  • Legal & Compliance Co-ordinator

    7 days ago

    Johannesburg, South Africa Flight Centre Travel Group Full time

    **Job no**: 517827 **Brand**: Flight Centre Travel Group **Work type**: Full time **Location**: Johannesburg West **Categories**: Operations & Professional Services At Flight Centre Travel Group (FCTG) our purpose is to 'open up the world for those who want to see'. Every day, we give people all around the world the opportunity to experience something...

  • Risk and Compliance Officer

    3 weeks ago

    Johannesburg, South Africa Ultra Personnel Full time

    Degree in Law Certified Anti Money Laundering Specialist (CAMS) will be an added advantage Minimum of 2-5 years compliance-related experience is essential Insurance and financial services industry experience is preferred Primarily you will be responsible for the development and monitoring implementation of business risk and compliance framework as well as...

  • Legal Advisor: Compliance Management

    3 weeks ago

    Johannesburg, South Africa TalentCru Full time

    The main purpose of the job is to provide legal support in respect of the company’s compliance and information management function, particularly, in relation to the Protection of Personal Information Act (POPIA) and the Promotion of Access to Information Act (PAIA). Thus, ensuring that all compliance related matters are timeously and appropriately...

  • Compliance Specialist: Regulatory Risk Management

    4 weeks ago

    Johannesburg, South Africa Nedbank Full time

    Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional **Job Purpose** - To identify, assess and report on domestic regulatory developments and international trends with specific emphasis on prudential matters. - To collaborate on and advise, consider and consolidate cluster(s) and...

  • Regional Compliance Officer

    4 weeks ago

    Johannesburg, South Africa CA Global Headhunters Full time

    **Reference Number**: MTBSRCO **Responsibilities**: Develop and implement compliance initiatives and programs to meet legal, licensing, and regulatory obligations. Provide compliance advice to the Board, Management, and employees. Collaborate with internal departments, regulators, authorities, and external service providers to resolve compliance...

  • Compliance Risk Manager

    4 weeks ago

    Johannesburg North, South Africa Watershed Consulting Full time

    **Job Description**: A leading law firm is looking for a Compliance Risk Manager to Identify and assess risks, develop controls, assist with the risk management process and mitigate the company's risk, and monitor/ test controls. You will also develop and maintain process documents and training material, prepare compliance and risk reports, and develop and...

  • Compliance Manager

    4 weeks ago

    Johannesburg, South Africa BGA Recruitment Full time

    **Job Summary**: The Compliance Manager overall responsibility is the legal and compliance function within the Company. It involves ensuring the company's integrity, and adherence to legal standards and in-house policies. Enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. **Job Tasks (Duties)**: -...

  • Risk and Compliance Manager

    7 days ago

    Johannesburg, South Africa Delthorn Full time

    **Company Overview**: We are a reputable retail butchery franchise with a strong presence across the country. With a total of 21 stores and a commitment to providing high-quality products to our customers, we are seeking a skilled and dedicated Food Safety, Risk, and Compliance Manager to join our team. This position plays a critical role in ensuring that...