Head: Compliance

3 months ago

Johannesburg, South Africa Absa Bank Limited Full time

Empowering Africa’s tomorrow, together one story at a time.
- With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary

**Job Description**:
Monitoring Plan Delivery 35%
- Drive timely completion of 100% of the GACC approved Compliance Monitoring Plan aligned with Compliance Strategy.
- Ensure ongoing management of the compliance monitoring plan and identify potential amendments to the plan based on emerging risk and stakeholder requests.
- Support the Chief Compliance Officer(s) through developing and executing the CM&T strategy, aligned to the overall group compliance scorecard.
- Drive recruitment and performance management, identifying and enabling the remediation of compliance issues in the respective clusters.
- Guiding, reviewing and approving the work carried out on compliance monitoring reviews in order to ensure that the scope of the work is appropriate, that risks and controls are correctly identified and assessed and that the compliance monitoring reviews are carried out in accordance with the Compliance Monitoring Methodology, Compliance Manual, Enterprise Risk Management Framework, professional standards, budgets and agreed timelines.
- Assign responsibilities, direction and guidance to direct reports while maintaining an in-depth knowledge of activities in each area.
- Delivering a view on the effectiveness and adequacy of compliance risk management and controls to the Chief Compliance Officer(s) and management, notably through contributions to committee reporting and Compliance reports, and proposing mitigating actions.
- Ensure that the Compliance Coverage Plan is effective, including the best use of resources.
- Setting the benchmark for excellent reporting standards.
- Producing commentary and information for governance reporting, e.g., to the Enterprise Risk Committees and the Group Audit and Compliance Committee.
- Using expert knowledge, continuously to refocus Compliance Monitoring Planning and to define future planning direction.
- Ensure the use of data science in monitoring activities and ensure greater understanding and contextualization of risks.- Management & Leadership 35%
- Enable a culture of innovation and problem solving by utilizing technology and data to enable greater value to stakeholders.
- Be an effective leader, working in a collaborative manner to drive progress in the team, embedding a culture of high performance and demonstrating the following shared behaviours:
- o Collaborate for Impact;
- o Enable right risk decisions;
- o Let go to grow; and
- o Show up.
- Provide leadership to the CM&T team by performing the following:
- o Mentoring and coaching.
- o Providing constructive feedback, including feedback via formal performance development mechanisms.
- o Identifying and developing talent.
- o Recruiting A players and managing out poor performers.
- o Developing succession plans.
- Knowledge Management 10%
- Improve technical knowledge through self-learning or training including mandatory Continuous Professional Education requirements.
- Sharing knowledge with Compliance Colleagues and peers in the business based on work performed.
- Sharing knowledge within the internal audit community (e.g. speaking at conferences) or stakeholders to provide them with information about our methodology.- Stakeholder management 20%
- Continually update awareness of risk issues and changes across relevant business areas and use this knowledge to set strategy and direction in terms of planning for future reviews. Share this knowledge with the Compliance Managers.
- Understand developments across business areas, which may impact the compliance coverage plan including changing regulatory, economic, market, and risk environment by regularly attending stakeholder meetings (eg: Risk Forums) to gain this understanding.
- Understand the strategic direction of aligned business areas including regulatory environment, competitive developments, technology and economic changes and communicate these developments to the audit teams. This knowledge can be gained through regular stakeholder engagement.
- Rely on expert knowledge to continually refocus the Compliance Coverage Plan and define direction into the future. Use knowledge effectively to continually assess evolving risks to set team strategy and direction.
- Look beyond the current year Compliance Coverage Plan to set long range goals for audit focus.
- Maintain effective relationships with business management to keep abreast of risk and control issues by regular stakeholder engagement.
- Contribute commentary and information for Compliance reporting, e.g., to ERC, GACC, etc.

Education

Bachelor's Degrees and Advanced Diplomas: Business, Commerce and Management Studies (required)
- Absa Bank Limited reserv

  • Compliance Head

    2 weeks ago

    Johannesburg, Gauteng, South Africa Wesbank Full time

    Compliance Head Job DescriptionWesBank Motor Legal Risk and Compliance is seeking a highly skilled Compliance Head to lead their team. The successful candidate will be responsible for managing the Compliance function in the business unit and collaborating with senior management to establish strategic goals and objectives.Key Responsibilities:Develop and...

  • Compliance Head

    2 weeks ago

    Johannesburg, South Africa FirstRand Full time

    Job Description Hello Future Compliance Head WesBank Motor Legal Risk and Compliance is looking for a dynamic and highly skilled Compliance Head to join their team. The successful applicant will be required to manage the Compliance function in the business unit and to assist the Segment Compliance Head and Group Chief Compliance Officer in terms of...

  • Compliance Head

    2 weeks ago

    Johannesburg, Gauteng, South Africa FirstRand Namibia Limited Full time

    Compliance Head Job DescriptionFirstRand Namibia Limited is seeking a highly skilled Compliance Head to join their team. The successful candidate will be responsible for managing the Compliance function in the business unit and assisting the Segment Compliance Head and Group Chief Compliance Officer in ensuring compliance with regulatory requirements.Key...

  • Compliance Head

    3 weeks ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To manage the Compliance function in the business unit and to assist the Segment Compliance Head and Group Chief Compliance Officer in terms of compliance holistically as per the Banks Act Regulations through the implementation of the FirstRand compliance risk framework enabling management to adhere to regulatory requirements and prevent...

  • Compliance Head

    3 months ago

    Johannesburg, South Africa FirstRand Full time

    Job Description Hello Future Compliance Head I Welcome to FNB, the home of the #changeables. We design for the shapeshifters and deliver products and services that make us incredibly proud of people that make it happen. As part of our talent team, you will be surrounded by unique talents, diverse minds, and an adaptable environment that lives up to the...

  • Compliance Head

    3 months ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To implement the FirstRand compliance risk framework to enable adherence to regulatory requirements and prevent exposure risks in line with the FirstRand and related segment business strategy and FirstRand Group wide compliance strategy Hello Future Compliance Head Welcome to FNB, the home of the #changeables. We design for the...

  • Compliance Head

    3 weeks ago

    Johannesburg, Gauteng, South Africa Rmbwestport Full time

    About the RoleWe are seeking a highly skilled and experienced Compliance Head to join our team at Rmbwestport. As a key member of our organization, you will play a critical role in ensuring that our business operations are in compliance with all relevant laws, regulations, and industry standards.Key ResponsibilitiesCompliance Risk ManagementDevelop and...

  • Compliance Head

    3 weeks ago

    Johannesburg, Gauteng, South Africa RMB Full time

    About the RoleThe Compliance Head will be responsible for managing the Compliance function in the business unit and assisting the Segment Compliance Head and Group Chief Compliance Officer in terms of compliance holistically as per the Banks Act Regulations through the implementation of the FirstRand compliance risk framework enabling management to adhere to...

  • Head of Finance and Compliance

    4 months ago

    Johannesburg North, South Africa Communicate Recruitment Full time

    One of my clients in the FMCG space is looking for a Head of Finance to lead their Sub-Saharan Africa region. If you are a CA(SA) with experience in the FMCG space, then this is the role for you. **Job & Company Description**: A market leader in the FMCG space is looking for a Head of Finance to join their executive team. In this role you would be...

  • Head of Legal and Compliance

    7 days ago

    Johannesburg, Gauteng, South Africa AGC Recruitment Pty Ltd Full time

    Job Title: Head of LegalAGC Specialist Recruitment is seeking a highly experienced Head of Legal to join our client's mining operations team in South Africa.About the Role:The Head of Legal will be responsible for leading the legal function and providing strategic advice on all legal matters related to mining operations. This includes developing and...

  • Compliance Head

    4 months ago

    Johannesburg, South Africa FirstRand Bank Limited Full time

    Description To implement the FirstRand compliance risk framework to enable adherence to regulatory requirements and prevent exposure risks in line with the FirstRand and related segment business strategy and FirstRand Group wide compliance strategy Hello Future Compliance Head Welcome to FNB, the home of the #changeables. We design for the...

  • Compliance Head I

    4 months ago

    Johannesburg, South Africa FirstRand Full time

    About us, purpose, experience and qualifications **about us**: - make a promise - be deeply invested - value our differences - build trust, not territory - have courage - always do the right thing **purpose**: - To manage the Compliance function in the business unit and to assist the Segment Compliance Head and Group Chief Compliance Officer in terms of...

  • Head of Compliance and Risk Management

    2 weeks ago

    Johannesburg, Gauteng, South Africa Salt Employee Benefits Full time

    Job Title: Head Legal, Risk and ComplianceAt Salt Employee Benefits, we are seeking a highly skilled and experienced professional to fill the role of Head Legal, Risk and Compliance. This is a critical position that requires a deep understanding of compliance, risk management, and governance principles.Key Responsibilities:Compliance Management: Ensure that...

  • Segment Compliance Monitoring Head

    4 months ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To manage the Compliance Monitoring function in the business segments and to assist the Group Compliance Monitoring Head and Group Chief Compliance Officer to strategically lead, manage and deliver an integrated end-to-end Group Compliance Monitoring function across the Group in order to provide independent assurance to the Group Compliance...

  • Head of Compliance and Risk Management

    7 days ago

    Johannesburg, Gauteng, South Africa Salt Employee Benefits Full time

    Job Title: Head Legal, Risk and ComplianceAt Salt Employee Benefits, we are seeking a highly skilled and experienced professional to join our team as Head Legal, Risk and Compliance. This is a critical role that requires a deep understanding of compliance, risk management, and governance principles.Key Responsibilities:Develop and implement effective...

  • Head of Compliance Strategy

    3 weeks ago

    Johannesburg, Gauteng, South Africa FirstRand Bank Limited Full time

    Position Overview The Head of Compliance Strategy will be responsible for the implementation of the compliance risk framework at FirstRand Bank Limited, ensuring adherence to regulatory standards and mitigating exposure risks in alignment with the overarching business strategy. Welcome to FirstRand Bank Limited At FirstRand, we are dedicated to fostering an...

  • Head of Governance and Compliance

    2 weeks ago

    Johannesburg, Gauteng, South Africa Standard Bank Group Full time

    Job Title: Head, Governance, ControlAbout the Role:We are seeking a highly skilled and experienced professional to lead our Governance, Control, and Compliance (GCC) capabilities in a large/medium country. The successful candidate will be responsible for implementing solutions for diverse in-scope portfolios that require GCC services and unique country...

  • Head of Risk and Compliance Specialist

    3 weeks ago

    Johannesburg, Gauteng, South Africa Network Recruitment Full time

    Job Summary:Network Recruitment is seeking a highly skilled Head of Risk and Compliance to join our team. As a key member of our organization, you will be responsible for developing and implementing effective risk management and compliance strategies to ensure the company's operations are aligned with regulatory requirements.Key Responsibilities:Develop and...

  • Enablement Segment Compliance Head

    4 months ago

    Johannesburg, South Africa FirstRand Full time

    Job Description To implement the FirstRand compliance risk framework to enable adherence to regulatory requirements and prevent exposure risks in line with the FirstRand and related segment business strategy and FirstRand Group wide compliance strategy Hello Future Compliance Head Welcome to FNB, the home of the #changeables. We design for the...

  • Head of Governance and Compliance

    2 weeks ago

    Johannesburg, Gauteng, South Africa Standard Bank Group Full time

    Job Title: Head, Governance, ControlJob Summary:We are seeking a highly skilled and experienced professional to lead our Governance, Control, and Compliance (GCC) capabilities in a large/medium country. The successful candidate will be responsible for implementing solutions for diverse in-scope portfolios that require GCC services and unique country...