Financial Services Supervisor

2 weeks ago


Cape Town, South Africa Lewis Group Full time

**Financial Services Supervisor**

**Cape Division**

**Based in Cape Town - Western Cape**

**Prerequisite**:

- A recognized Diploma or Degree (preferred)
- Successfully completed the FAIS Regulatory Exam (RE5 for Representatives -preferred).
- Working knowledge and understanding of applicable Financial Services Acts and Regulations.
- A valid driver’s license.

**Experience**:

- Experience as a Lewis Stores Regional Accounts Manager or Branch Manager or Internal auditor experience will be an advantage.
- Must have retail branch systems knowledge (non-negotiable).
- Experience in the companies Disciplinary Code and Guide.

**Competencies**:

- Demonstrate effective staff motivation and training skills.
- Ability to communicate effectively with all staff as well as executive management.
- Sound communication skills in English.
- Demonstrate extraordinary attention to detail.
- Basic computer experience (MS Excel, MS Word, MS PowerPoint, etc.)
- Excellent planning and coordinating skills.

**Responsibilities**:

- Achieve high standards of Financial Services, internal control and compliance at division and branch level.
- Provide supervision of and monitor staff within the applicable regulatory requirements.
- To continuously train, coach and guide Representatives in the financial products on offer by the Company, to ensure the appropriate rendering of intermediary services and compliance with the requirements of the FAIS Act.
- To assess and implement the level of supervision required by the FSP
- Implement Financial Services policies and procedures.
- Follow up and action internal control and compliance matters timely and efficiently.
- Monitor the continuous professional development of Financial Services for Divisional staff and appraise.
- Take disciplinary action in line with the companies Disciplinary Code and Guide.
- To report all findings to the Financial Services Manager.

Ability to commute/relocate:

- Cape Town, Western Cape: Reliably commute or planning to relocate before starting work (required)

Application Deadline: 2023/01/31



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