Compliance Manager C
1 week ago
About us, purpose, experience and qualifications
**about us**:
- make a promise
- be deeply invested
- value our differences
- build trust, not territory
- have courage
- always do the right thing
**purpose**:
- To ensure there is implementation of the Group’s compliance frameworks and programmes in consultation with business ensure conformance and adherence with regulations and delivers through a team of Compliance resources/specialists. Ensure adherence of organisation policies and procedures, especially regulatory and ethical standards. Perform regular audits, design control systems and help to design and implement company policies**experience and qualifications**:
- Minimum Qualification - 3 year bachelors legal or commercial degree or a Compliance Higher Diploma qualification, PG Diploma in Compliance Management would be advantageous
- Preferred Qualification - Meeting the competence, qualification and experience requirements to be registered as a Compliance Officer with the Financial Sector Conduct Authority
- Experience - 3 to 5 year’s experience in a similar environment, of which 1 to 2 years ideally at junior (entry level) management level
- Additional Knowledge - Experience as a Compliance Officer or a Compliance Specialist in the Financial Services Industry
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