787) Investigator

**Brief description**

The main purpose of this position is to investigate non-compliance of regulated entities with relevant legislation and to facilitate sanctions and enforcement decisions taken by the Prudential Authority (PA), including the resolution of failed non-systemically important supervised institutions.

**Detailed description**
- Work closely with the senior manager in developing standards, processes and procedures related to investigation within the PA.
- Analyse and provide guidance to the frontline teams in relation to the execution of sanctions and enforcement decisions.
- Conduct investigations into matters relating to non-compliance by regulated institutions with relevant legislation (e.g. insurance and banking legislation).
- Report investigation findings and provide recommendations to the relevant authority within the PA.
- Assist the frontline teams with the execution of sanctions and enforcement decisions.
- Provide secretariat support services to the PA Regulatory Action Committee, including, but not limited to, the preparation of agendas and minutes.
- Support the Chief Executive Officer of the PA in following up on and actioning matters, and ensuring the decisions thereon are implemented.
- Ensure that matters of non-compliance by regulated institutions with relevant legislation are appropriately channelled and addressed.
- Maintain a database of matters relating to non-compliance with relevant legislation.
- Promote awareness across the PA with regard to processes and procedures of matters relating to non-compliance with relevant legislation.
- Work closely with the senior manager in developing standards, processes and procedures related to the resolution of failed non-systemically important supervised institutions.
- Engage with external and internal stakeholders, displaying the ability to solicit information and communicate a clear and coherent message