Investment Compliance Analyst — Breach Monitoring

Job title : Trade Compliance Analyst Job Location : Western Cape, Cape TownDeadline : January 31 Assume responsibility for the efficient functioning of the day-to-day responsibilities of the investment compliance area. Interact with the compliance team and dealing team on the interpretation and implication of compliance on the various areas of the investment...

Job Description **Responsibilities**: - Pre-trade analysis for all SA and UK Funds. - Daily monitoring of post trade compliance breaches - Interpreting client guidelines, regulatory rules and internal restrictions - Monitor and improve processes to reduce risk and improve efficiency **Requirements**: - Newly Qualified CA(SA) with financial services audit...

A leading investment firm in South Africa is seeking an experienced Investment Analyst to support discretionary model portfolio management. The role involves portfolio construction, compliance monitoring, and performance analysis. The ideal candidate should have a bachelor's degree in finance or related fields, 3-5 years of relevant experience, and...

**Assistant Compliance Officer** **Cape Town** Implement and enforce the organisation's or business units' compliance program, consults on an on-going basis with Operational Managers. Ensures conformance with applicable laws and regulations covering diverse fields. Performs statistical sampling and monitoring. - Assist in monitoring compliance with...

Applications Close 29 November 2024**Location**: Cape Town **Reports To**: Compliance line manager **Application Criteria**: - Bachelor’s degree in Finance, Accounting or a related field. - Honours preferred **Experience**: 1 - 4 years working experience in investment compliance, accounting or a related field. **Purpose of Job**: - The compliance...

**Job Advert Summary**: The Specialist: Investment Compliance Support Services is first and foremost the regulatory specialist in the Investment Compliance Support Services (“ICSS”) team. The role largely entails the interpretation of both mandates and legislation/regulation in order to effectively translate the regulation into a workable compliance rule...

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully...

The role of the Investment Guideline Management team is to ensure that our client does not breach their clients mandate and regulatory guidelines. The team plays a major role in the investment process. The team consists of three areas: Investment Restrictions Maintenance in thinkFolio, Pre **Key Responsibilities**: - Pre - trade analysis for all SA and UK...

The team consists of three areas: investment restrictions, maintenance in order management system, pre- trade rule analysis and post trade incident analysis. The role will involve frequent and close liaison with stakeholders of all levels, in both front and middle office environments, and requires a candidate who is committed to teamwork and a can-do...

Minimum requirement of a bachelor’s degree which can be FAIS recognised. - B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting, Statistics, Finance, Engineering, Physics) or equivalent. - Open to other tertiary qualifications depending on experience and evidence of quantitative abilities. **Experience** - 3 to 5 years of relevant experience in investments - Will...