Compliance Manager
4 weeks ago
- Signing off on new business and communicating with brokers
- Responsible for the legal and administrative review and assessment of transactional submissions and broker documentation
- Responsible for assessing, concluding, and signing off on client due diligence
- Review FICA documentation on existing customer dealings and investigate compliance-related issues, or breaches
- Continuously manage customer information accuracy and successfully monitor such data integrity on the companys MIS system
- The candidate must either have a Bachelor's degree, or be in possession of their RE1 and RE5 certificates, and have experience in the financial services space
- Must be fluent in English and Afrikaans
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Compliance Manager
2 weeks ago
Pretoria, Gauteng, South Africa Isilumko Staffing (Jhb) Full timeCompliance ManagementStrategic and Operational level Risk Management implementationImplement, drive and manage complianceLegal / Risk / Compliance degree. CISA Membership an advantage.3-5 Years in a Compliance environment Managing a teamFinancial operations, regulations and agreementsFICA or AML compliance officer experienceSOX and Insurance Compliance...
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Compliance Manager
2 weeks ago
Pretoria, Gauteng, South Africa Frogg Recruitment Full timeProperty Compliance Manager SandtonA well-established client is looking for a Property Compliance Manager with 5+ year of experience within the residential estate and property management agent industry.Conveyancing Attorneys are welcome to apply for the role.Salary:Market-RelatedResponsibilities:Ensure architectural compliance in accordance with governing...
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Compliance Manager
3 weeks ago
Pretoria, South Africa Ergasia Placements Full timeKnowledge of ICT (Information Management technology) advantageous. - Knowledge of the industry’s standards and regulations e.g. ISO 27001 and PCI (Payment Card Industry) advantageous. - Solid understanding of risk and compliance principles and frameworks - Demonstrated stakeholder engagement experience - An analytical mind able to “see” the...
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Compliance Manager
4 weeks ago
Pretoria, South Africa Adzuna ZA B C2 Full timeCOMPLIANCE MANAGER The firm wishes to employ a compliance practitioner with specialist knowledge to oversee and manage the various compliance requirements impacting the firms operations. AREAS OF RESPONSIBILITIESOverall compliance management (regulatory obligation and control identification, classification, and risk assessment)Privacy and data protection...
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Compliance Manager
4 weeks ago
Pretoria, South Africa Cortez Full timeCOMPLIANCE MANAGER The firm wishes to employ a compliance practitioner with specialist knowledge to oversee and manage the various compliance requirements impacting the firm’s operations. AREAS OF RESPONSIBILITIESOverall compliance management (regulatory obligation and control identification, classification, and risk assessment)Privacy and data...
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Compliance Manager
4 weeks ago
Pretoria, South Africa Cortez Executive Search (Pty) Ltd Full timeCOMPLIANCE MANAGER The firm wishes to employ a compliance practitioner with specialist knowledge to oversee and manage the various compliance requirements impacting the firms operations. AREAS OF RESPONSIBILITIESOverall compliance management (regulatory obligation and control identification, classification, and risk assessment)Privacy and data protection...
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Compliance Manager
4 weeks ago
Pretoria, South Africa Cortez Executive Search (Pty) Ltd Full timeCOMPLIANCE MANAGER The firm wishes to employ a compliance practitioner with specialist knowledge to oversee and manage the various compliance requirements impacting the firms operations. AREAS OF RESPONSIBILITIES Overall compliance management (regulatory obligation and control identification, classification, and risk assessment) Privacy and data...
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Compliance Manager
4 weeks ago
Pretoria, South Africa Thermo Fisher Scientific Full time**PPD, now Thermo Fisher's clinical research business, is a leading global contract research organization providing comprehensive, integrated drug development, laboratory and lifecycle management services.** **At PPD, we are passionate, deliberate, and driven by our purpose - to improve health!** **Accelerated Enrollment Solutions (AES) is a business unit...
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Compliance Manager
2 weeks ago
Pretoria, Gauteng, South Africa Thermo Fisher Scientific Full timeThe Quality Difference at Thermo Fisher Scientific: What makes our quality teams unique is a shared passion for getting it done right the first time and working for the right reasons with our customers always in mind. Our team of Quality professionals understand our customers rely on the accuracy, safety, and effectiveness of our products and services that...
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Compliance Manager
2 weeks ago
Pretoria, Gauteng, South Africa Lexdan Select Full timeFunctions:Signing off on new business and communicating with brokersResponsible for the legal and administrative review and assessment of transactional submissions and broker documentationResponsible for assessing, concluding, and signing off on client due diligenceReview FICA documentation on existing customer dealings and investigate compliance-related...
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Sa - Compliance Manager
2 weeks ago
Pretoria, Gauteng, South Africa Church World Service Full timePosition Title: Compliance ManagerReports To: Country RepresentativeDivision: Immigration & Refugee Program+ (IRP+)Department: ComplianceJob Location: Pretoria, South AfricaGrade Level: Grade 8, Manager NationalIntroduction: Church World Service (CWS) is a not-for-profit, faith-based organization transforming communities around the globe through just and...
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Compliance Manager
2 weeks ago
Pretoria, Gauteng, South Africa Lexdan Select Full timeFunctions:Signing off on new business and communicating with brokers Responsible for the legal and administrative review and assessment of transactional submissions and broker documentation Responsible for assessing, concluding, and signing off on client due diligence Review FICA documentation on existing customer dealings and investigate compliance-related...
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Compliance Manager
4 weeks ago
Pretoria, South Africa Lexdan Select Full timeFunctions:Signing off on new business and communicating with brokersResponsible for the legal and administrative review and assessment of transactional submissions and broker documentationResponsible for assessing, concluding, and signing off on client due diligenceReview FICA documentation on existing customer dealings and investigate compliance-related...
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Compliance Manager
4 weeks ago
Pretoria, South Africa Adzuna ZA B C2 Full timeFunctions:Signing off on new business and communicating with brokersResponsible for the legal and administrative review and assessment of transactional submissions and broker documentationResponsible for assessing, concluding, and signing off on client due diligenceReview FICA documentation on existing customer dealings and investigate compliance-related...
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Compliance Manager
4 weeks ago
Pretoria, South Africa Lexdan Select Full timeFunctions:Signing off on new business and communicating with brokersResponsible for the legal and administrative review and assessment of transactional submissions and broker documentationResponsible for assessing, concluding, and signing off on client due diligenceReview FICA documentation on existing customer dealings and investigate compliance-related...
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Compliance Manager
4 weeks ago
Pretoria, South Africa Adzuna ZA B C2 Full timeFunctions:Signing off on new business and communicating with brokersResponsible for the legal and administrative review and assessment of transactional submissions and broker documentationResponsible for assessing, concluding, and signing off on client due diligenceReview FICA documentation on existing customer dealings and investigate compliance-related...
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Compliance Operations Manager
2 weeks ago
Pretoria, Gauteng, South Africa BDO South Africa Full time(CEAR) Client and Engagement Acceptance and Re-Acceptance This role will be a key member of the Compliance Team that supports BDO South Africa in building a resilient and successful business, by: Designing and facilitating effective and efficient compliance processes with clearly defined roles and responsibilities, that enable business to deliver...
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Compliance Manager
4 weeks ago
Pretoria, South Africa FullStop Recruitment Services Full timeOur client based in Johannesburg seeks a meticulous, detail-oriented individual who will be responsible for the compliance functions and the management of the compliance officers ensuring adherence to applicable legislation, funder rules and regulations and the organisations policies and procedures. **Minimum requirements**: - B Com (Accounting) or...
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Compliance Manager
2 weeks ago
Pretoria, Gauteng, South Africa Lexdan Select Full timeFunctions:Signing off on new business and communicating with brokersResponsible for the legal and administrative review and assessment of transactional submissions and broker documentationResponsible for assessing, concluding, and signing off on client due diligenceReview FICA documentation on existing customer dealings and investigate compliance-related...
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Manager: Governance, Compliance and Ethics
3 weeks ago
Pretoria, South Africa Fempower Personnel Full time**Purpose of the role**: To lead the Bank’s Compliance function by providing strategic direction and focus and by establishing and promoting a compliance culture within the Bank. To ensure that the Bank complies with all relevant statutory, regulatory and supervisory requirements that pertain to its particular industry as well as professional standards,...