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Compliance Manager

4 weeks ago

Sandton Johannesburg, South Africa Ubuntu Markets Full time
5-8 years experience in the Financial, Insurance Brokerage industries
5 years Compliance management experience. First preference will be given for those exposed to trading/brokerage industry
Analyse internal business systems to ensure compliance with industry regulations and ethical standards.
Create, modify, update and implement the company’s policies.
Develop risk management strategies.
Design control systems to address cases of violation of internal business policies.
Design ongoing training programs for employees of the business.
Liaise with other departmental heads to ensure that all business operations are in line with business policies.
Advise the top management on business operations relating to investment, risks and any other policy development.