Specialist: Compliance Risk

1 week ago

Centurion, Gauteng, South Africa Land Bank Careers Full time

Job Advert Summary:


The Land and Agricultural Development Bank of South Africa (Land Bank) is South Africa's only specialist agricultural bank established in 1912, the bank's sole objective is to serve South African commercial and emerging farmers and bring specially designed financial services within their reach.

These services enable farmers to finance land, equipment, improve assets and obtain production credit.

The Land Bank provides financial services that have moved with the times and continues to provide services to agri-business and constantly reviews its offerings to ensure that they match the needs of an industry.

As change has swept across the sector in South Africa the socio-economic makeup of agriculture has altered, bringing new entrants from historically disadvantaged backgrounds on to the land, these new farmers, facing the challenges of establishing sustainable agri-businesses across the agricultural value chain, Land Bank has been a commercial lifeline offering appropriately designed financial products that facilitate personal and commercial viability in a sector that is vital to the sustainability of South Africa and its people.


MAIN PURPOSE OF THE JOB**To identify and assess regulatory compliance risks, and ensure monitoring through appropriate compliance systems and processes and further provide compliance advice throughout the Bank. Provide the reporting on the regulatory compliance risks to Management. Provide and ensure compliance reporting in terms of legislation to all applicable regulatory Bodies in collaboration with the Business Units. Promoting the ethical compliance culture across the Bank.

Key Performance Areas:

1. Implement a comprehensive compliance programme aligned to organisational planning process

  • Assist management in the design, development and implementation of compliance frameworks
  • Assist in the design, development and delivery of compliance awareness and training interventions
  • Develop or review, advise and create awareness of role and responsibility descriptions

2. Ensure compliance through best fit compliance practice aligned to regulatory requirements and create awareness with stakeholders to embed a compliance culture

  • Identify, assess and prioritise all the applicable regulatory requirements that the Bank is required
  • Provide compliance advice and services to compliance stakeholders
  • Communicate the regulatory universe and risk profile to relevant stakeholders
  • Delegation of Power (DOP)
  • Develop, review, coordinate and facilitate approval protocol and implement policies and procedures within area of responsibility
  • Corporate Governance

3. Develop and implement a compliance monitoring plan using accepted standards, methodologies and tools

  • Assist and provide input for the identification, prioritisation and management of compliance risk
  • Develop a compliance monitoring plan
  • Present a compliance monitoring plan to management and governance stakeholders for approval
  • Implement appropriate monitoring methodologies
  • Monitor compliance with applicable regulatory requirements relevant to the organisation and its products and / or services

4. Compliance Reporting

  • Determine the governance requirements relating to compliance reporting
  • Determine the compliance reporting requirements to stakeholders and regulators / supervisors in terms of regulatory and/or organisation requirements
  • Implement and maintain a compliance reporting processes
  • Generate reports in the appropriate format

5. Build and Maintain stakeholder relationships

  • Develop and implement registers of regulators and supervisors
  • Coordinate communication channels and liaison with regulators and supervisors
  • Draft policies and procedures to address the management of the relationship with regulators and supervisors
  • Implement processes to manage relationships with regulators and supervisors across jurisdictions

6. Performance of Ethics Responsibilities for the Land Bank Group

  • Collaborate with internal and external stakeholders in addressing ethics related issues.
  • Conduct research and advice on best practices to detect and address unethical behavior
  • Regularly monitor compliance with the complaints and ethics policies and procedures.
  • Report all noncompliance to relevant stakeholders
  • Identify high risk areas and put forth recommendations.
  • Identify root causes for noncompliance.
  • Engage with all stakeholders in developing relevant tools/framework/ strategies
  • Engage with all stakeholders concern in conducting the investigation

7. Provide Business and Team Support

  • Perform adhoc duties as and when they are assigned to Compliance
  • May be required to represent Compliance on adhoc projects as assigned by line.

Preferred Minimum Education and Experience:

  • A relevant tertiary qualification in Law, and Certificate in Compliance Management
  • Professional accreditation as a Compliance Practitioner with the Compliance Ins

  • Exchange Control Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Risk Management Full time

    IntroductionThrough our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations.Role PurposeThe Exchange Control Compliance...

  • Specialist: Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Edge Executive Search Full time

    Specialist: Compliance Risk Permanent JHB00320 Finance Gauteng, Centurion R R Annually Cost To Company (Market related) A leading financial services client in Centurion is now hiring a Specialist in Compliance Risk with a minimum 5 years of experience in endtoend compliance implementation.Minimum Requirements A relevant tertiary qualification in Law, and...

  • Specialist: Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Six Sense Full time

    Gauteng, Centurion Annually Cost To Company (Market related)A well-established business is seeking to appoint a Specialist: Compliance RiskTo identify and assess regulatory compliance risks, and ensure monitoring through appropriate compliance systems and processes and further provide compliance advice throughout.Qualifications & Experience: A relevant...

  • Specialist Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Six Sense Full time

    Gauteng, CenturionAnnually Cost To Company (Market related)A well-established business is seeking to appoint a Specialist Compliance RiskTo identify and assess regulatory compliance risks, and ensure monitoring through appropriate compliance systems and processes and further provide compliance advice throughout the company.Qualifications & Experience: A...

  • Head of Risk

    1 week ago

    Centurion, Gauteng, South Africa Risk Management Full time

    Introduction Through our clientfacing brands the Momentum Metropolitan Group, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables businesses and people from walks of life to achieve their financial goals and life aspirations.Role Purpose To manage the Risk team and...

  • Specialist: Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Land Bank Careers Full time

    Job Advert Summary:The Land and Agricultural Development Bank of South Africa (Land Bank) is South Africa's only specialist agricultural bank established in 1912, the bank's sole objective is to serve South African commercial and emerging farmers and bring specially designed financial services within their reach. These services enable farmers to finance...

  • IT Risk

    1 week ago

    Centurion, Gauteng, South Africa Risk Management Full time

    Introduction Through our clientfacing brands the Momentum Metropolitan Group, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables businesses and people from walks of life to achieve their financial goals and life aspirations.Role Purpose Data Analyst will be...

  • Specialist: Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Secondments Recruitment Full time

    Job Advert Summary:To identify and assess regulatory compliance risks and ensure monitoring through appropriate compliance systems and processes and further provide compliance advice throughout the company.Provide the reporting on the regulatory compliance risks to Management.Provide and ensure compliance reporting in terms of legislation to all applicable...

  • Specialist: Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Secondments Recruitment Full time

    Job Advert Summary:To identify and asess regulatory risk and ensure monotoring through appropriate compliance system and processes and further provide compliance advice throughout the Bank. Provide the reporting on the regulatory compliance risk to management, Provide and ensure compliance reporting in terms of legislation to all applicable regulatory Bodies...

  • Specialist Compliance Risk

    1 week ago

    Centurion, Gauteng, South Africa Six Sense Consulting Full time

    Qualifications & Experience: A relevant tertiary qualification in Law, and Certificate in Compliance Management Professional accreditation as a Compliance Practitioner with the Compliance Institute of SA (CPrac) 5 years Compliance principles implementation (end to end)Critical Competencies Microsoft Office Knowledge of risk management principles Knowledge /...

  • IT Risk Specialist

    1 week ago

    Centurion, Gauteng, South Africa OUTsurance Full time

    Company DescriptionOUTsurance has been propelling the South African insurance industry forward for the last 24 years. As leaders in the field, we're always looking for innovative ways to create digitally-advanced solutions, without losing sight of our human values.Our continued success can be attributed to OUTstanding employees who set the bar high with...

  • Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Six Sense Full time

    Gauteng, Centurion R Annually Cost To Company (Market related)A well-established financial services business is seeking to appoint a Compliance Specialist.Qualifications & Experience: Bachelors Degree in Finance or Law 3 years experience within the Financial Services Industry 3 years of Compliance Management experience within financial servicesCritical...

  • Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Edge Executive Search Full time

    Compliance Specialist Permanent JHB00333 Facilities Management Gauteng, Centurion Monthly Cost To Company (Normal CTC company benefits, Market related, Negotiable) A new position is now available for a Compliance Specialist with SHEQR Management, Contractor Management and Project Management experienceRole Description: To ensure that the required Health,...

  • Risk & Compliance Officer

    1 week ago

    Centurion, Gauteng, South Africa Frogg Recruitment Full time

    Risk & Compliance Officer Centurion PretoriaAre you an experienced Risk & Compliance Officer with 3 years plus experience from a Financial Services Industry / InsurancesSalary Negotiable to experienceMin RequirementsB-Degree in Commerce, B Admin or Risk Management Experience:3 years of risk and compliance in financial services/insuranceKI/Representative &...

  • Regulatory Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Network Recruitment Full time

    We're on the lookout for a Regulatory Compliance Specialist extraordinaire to join our client's dynamic team. So, if you're ready to dive into the regulatory rabbit hole with gusto, apply now and let's embark on this adventure togetherResponsibilities and Contributions:Ensure compliance with relevant licenses, initiating and contributing to the review and...

  • Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Edge Executive Search Full time

    Our client a leader in facilities management are looking to appoint a Compliance Specialist to ensure that the required Health, Safety, Environmental and Quality client submissions in line with contractual obligations are met.Main Functions: Ensure that contractors are vetted timeously according to standards Support any other Compliance key performance areas...

  • Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Bidvest Facilities Management Full time

    ROLE PURPOSEThe responsibilities of Compliance Specialists in Bidvest Facilities Management can be summarized as follows:a) To ensure that the required Health, Safety, Environmental and Quality client submissions in line with contractual obligations are met.b) Ensure that contractors are vetted timeously according to standards.c) Support any other Compliance...

  • Risk and Compliance Manager Centurion

    1 week ago

    Centurion, Gauteng, South Africa Affirmative Portfolios Full time

    Monitoring and Evaluation ~ Risk Management ~ ManagementCenturion***: Risk and Compliance ManagerCenturionTotal Cost to Company: US dollar ($ US dollar ($)6465 per month3 years (renewable) contractPurpose:My client is an intergovernmental organization that serves as a platform for peer learning and exchangefor the African ministries of finance, budget, and...

  • Compliance Specialist

    1 week ago

    Centurion, Gauteng, South Africa Land Bank Careers Full time

    Job Advert Summary:MAIN PURPOSE OF THE JOBTo support the Compliance Officer and the Head of the Compliance Control Function in ensuring that LBIC and LBLIC (LBI) complies with all relevant statutory, regulatory and supervisory requirements which relate to the Insurance, Operational Standards as well as policies and procedures.Key Performance Areas:1....

  • Senior Operational Risk Specialist

    1 week ago

    Centurion, Gauteng, South Africa Group Finance Full time

    IntroductionThrough our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations.Role PurposeThe Senior Operational Risk...