Regulatory Compliance Specialist
3 days ago
About the Role
The Regulatory Compliance Specialist will play a crucial role in ensuring that our financial services operations comply with all relevant laws and regulations.
Key Responsibilities
- Edit and amend submission rules and regulations.
- Assist in drafting submission cover letters and submitting necessary documentation to regulatory bodies.
- Follow up on approval of submissions with stakeholders.
- Manage client documentation once approved.
- Keep an updated register of amendments.
- Serve as a liaison between our team and regulatory bodies.
- Direct queries and submissions to relevant parties.
Requirements
A Matric certificate and a relevant tertiary qualification are required for this position. Additionally, 5 years of experience in administration within the financial services industry is essential.
Estimated Salary Range: R400,000 - R600,000 per annum
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