Compliance Officer

2 weeks ago


Somerset West, Western Cape, South Africa J.A.Z Recruitment Full time

Job Title: Compliance Officer at XYZ Company

This is a fantastic opportunity to join our team as a Compliance Officer at XYZ Company. You will play a crucial role in ensuring company compliance with regulatory requirements and maintaining internal policies and procedures.

Key Duties and Responsibilities:

  • Ensuring that clients due diligence is collected to the appropriate standard in line with company policies.
  • Conduct Periodic Reviews, record deficiencies, and generate action points for remediation.
  • Assist in maintaining internal policies and procedures for compliance.
  • Conduct client screening and open-source searches.
  • Monitor and analyze screening results, and conduct research on relevant parties for potential matches.
  • Provide support and guidance to staff on compliance matters.
  • Conduct compliance monitoring to ensure regulatory requirements are met.
  • Assist in training sessions to address trends and issues.
  • Maintain compliance registers and assist in regulatory reporting.
  • Contribute to regulatory returns and management reporting.
  • Assist in project management of new initiatives.
  • Adopt and reflect company values.

Competencies:

  • Experience in a compliance environment.
  • Ability to communicate complex issues clearly and concisely.
  • Strong problem-solving skills.
  • Methodical approach with attention to detail.
  • Experience in data collation and summarization.
  • Excellent organizational and time management skills.
  • Consistent high-quality work output.
  • Willingness to support team and business needs with flexible working hours.


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