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Analyst - Financial Advisers and Intermediaries
2 weeks ago
Purpose of the Job:
To assist the department in investigating complaints of alleged contraventions of the Financial Sector Regulation Act and other sector laws whilst upholding the quality and integrity expected of the Financial Sector Conduct Authority.
Key Performance Areas:
- Investigate complaints relating to contraventions of the Financial Sector Regulation Act and other sector laws;
- Ensure that regulatory action is taken when the contravention is confirmed;
- Liaise with investigators with regard to the investigation process;
- Deal with debarments of persons who have been found to have materially contravened the FSR Act and /or any sector law;
- Deal with suspensions and withdrawals of entities authorised in terms of the FAIS Act; and
- Be able to perform administrative and other activities relating to the regulatory framework.
Other Key Competencies:
FSCA is committed towards increasing the representation of marginalised groups in line with its Employment Equity Plan. Persons with disabilities are encouraged to apply.
**Closing Date: 09 March 2024
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