Compliance Analyst

2 weeks ago


Johannesburg, Gauteng, South Africa THE SKILLS MINE (PTY) LTD Full time

Requirements:

  • Grade 12 / Matric / NQF level 4 in Management Sciences (FICA / KYC)
  • 2 5 years of relevant experience

Responsibilities

  • Receive KYC (Know Your Client), NBI (New Business Intake) and LPA (Legal Practice Act) requests from the dashboard and update processing actions
  • Analyse details provided on Firm questionnaire for FICA purposes, and utilize relevant sources to search and verify.
  • Check to ensure that all relevant supporting documentation has been provided
  • Process confirmations of ultimate beneficial owner/s, PEP, adverse information and analyze information (both provided and researched) to determine the level of risk to the firm
  • Respond to and resolve all general and system queries in relation to FICA requirements timeously.
  • Monitor alerts and reports received on an ongoing basis
  • Maintain and file documents on a central database including engagement letters and compliance memos accordingly
  • Responsible for linking client codes to matters and managing the linking of lead matters in the system as per instructions received

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