Compliance and Risk Officer

2 weeks ago

Cape Town, Western Cape, South Africa RecruitAGraduate Full time

Job Information:

Job Opening ID
ZR_1170_JOB

Hours of work
Flexible

Industry
Financial Services

Location Type
In Office

Salary
R25 000-R30 000

Remuneration Term
Per Month

Province
Western Cape

City
Cape Town

Country
South Africa

Our client in Financial Services is looking for a CISCA Compliance, Internal Audit and Risk Officer.

This role is responsible for compliance oversight for the ManCo operations, Internal Audit for the group, with special attention on limiting risk in respect of legislative changes, and potential legislative shifts.

The role also includes the accurate compilation of risk and compliance reporting, including Adhoc review and analysis work by the Risk and Compliance Committee.


The role is ideally suited to a recent graduate with Accounting and/ or Risk Management as part of their completed degree, or where previous working experience includes completed accounting or auditing articles.

Preference will be given to applicants who Registered CISCA compliance officer.

Key responsibilities include:

CISCA and related legislative Compliance:

  • CISCA and related Compliance, legislative review and recommendations to ManCo, ensuring that company is up to date with requirements and anticipate expected changes as these are released as discussion documents and white papers.
  • Review of reviewing ManCo daily, monthly, quarterly compliance.

Internal Audit:

  • Preparation of internal control processes and procedures.
  • Preparation of risk management process.
  • Audit Comm project assignments as needed.

FSP Compliance / Risk Officer:

  • Compliance reporting on behalf of business unit.
  • Review of planned legislative changes, and make recommendations of changes required in risk control and operational procedures.
  • Monitoring of existing legislative changes.
  • Assist with documentation of processes and procedures, and planned training of same.
  • Review of system, and recommendations of system changes required.

Requirements:

  • Relevant tertiary qualification a necessity: B Com (Accounting) or B Com Honours in Risk Management
  • Completed accounting or auditing articles
  • Registered CISCA compliance officer preferred, or ability to demonstrate sufficient expertise in that specific area.
  • Computer literacy a necessity: including MS Excel (advanced)
  • Previous experience in similar function preferred, with proven track record
  • Accurate and deadline oriented.

Benefits:

  • Possible reduced hours

  • Risk And Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Sa Commercial (Pty) Ltd Full time

    Send an email about this job to a friend or to yourself. We're looking for a Risk & Compliance Officer to join our team Key Responsibilities: Policies and Procedures:Review and implement all policies and procedures applicable, and ensure training is provided on key policiesRisk Management:Collation and support all functional areas on risk management and...

  • Risk and Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa SA Commercial (Pty) Ltd Full time

    Key Responsibilities:Policies and Procedures: Review and implement all policies and procedures applicable, and ensure training is provided on key policies.Risk Management: Collation and support all functional areas on risk management and conduct assessments to identify and analyse risks.Compliance: Handle the processing of payments to vendors, suppliers, and...

  • Chief Risk Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Capital H Staffing and Advisory Solutions Full time

    Our l client in the Banking and Short-term Lending industry is looking for a Chief Risk Officer to join their team. The Chief Risk Officer is a pivotal role overseeing the implementation of the group's risk and compliance strategy within the company. As a second-line risk function, you'll provide oversight over the full risk spectrum including credit- risk,...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa ABC Worldwide Full time

    Role PurposeImplement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Masthead (Pty) Ltd Full time

    POSITION:Compliance Officer (Cape Town)REPORTING TO:Regional ManagerLOCATION:Tyger Valley, Cape TownBUSINESS UNIT:ComplianceSTART DATE:June 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA.MINIMUM REQUIREMENTS - QUALIFICATIONS &...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Banxso Full time

    JOB SUMMARY: The compliance officer is responsible for ensuring that Banxso follows all the relevant laws and regulations and industry standards pertaining to online trading by mitigating all possible risks. This position plays a crucial role in maintaining the integrity and reputation of Banxso by preventing and detecting potential violations and unethical...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Masthead (Pty) Ltd Full time

    Career VacancyKEY INFORMATIONPOSITION:Compliance Officer (Cape Town)REPORTING TO:Regional ManagerLOCATION:Tyger Valley, Cape TownBUSINESS UNIT:ComplianceSTART DATE:April 2023***To effectively deliver a quality compliance and risk management service to our clients at a regional level.Adherence to the compliance requirements as dictated by the FSCA.MINIMUM...

  • Compliance and Risk Manager

    2 weeks ago

    Cape Town, Western Cape, South Africa WASTE CARRIERS Full time

    Waste Carriers is seeking a highly motivated, skilled and experienced Compliance and Risk Manager to join our company.Job Purpose:As the Compliance and Risk Manager, you will be responsible for ensuring the company's compliance with all relevant regulations and standards while minimizing operational risks. Your expertise will be crucial in developing and...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Ca Financial Appointments Full time

    My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company.Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa The Red Fox Full time

    The Company:The Red FoxRole Name: Compliance OfficerLocation: Cape TownHours of work: Monday to Friday 9:00am - 17:00pmRole summaryThe Red Fox, an enterprising contributor in the sports betting industry, provides targeted marketing and operational support for two unique brands. With one brand enjoying established success and the other a burgeoning player in...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa CA Financial Appointments Full time

    My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company.Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements Review of...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa 5th Dimension Consulting Full time

    Aug 30, 2023 | Financial ServicesJob RoleResponsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework.Responsibilities Identification and risk rating of applicable laws and regulations. Implementation and maintenance of the compliance framework and...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa CA Financial Appointments Full time

    Our client, a leading investment management firm, is looking for a Compliance Officer to join their team. This role collaborates closely with the Regulatory Compliance Manager and requires a qualified Cat2 or Cat2A registered compliance officer with current asset management experience. An exciting opportunity not only to ensure compliance implementation but...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Metropolitan Life Full time

    IntroductionMetropolitan is one of the oldest financial services brands in South Africa. With a 125-year legacy of serving the communities in which it operates, Metropolitan represents true empowerment in serving Africa's people through affordable financial solutions that create financial growth and security.Metropolitan provides financial wellness solutions...

  • National Risk Officer-risk

    2 weeks ago

    Cape Town, Western Cape, South Africa BDO South Africa Full time

    BDO have a vacancy for a full time National Risk Officer, who will be reporting into the Head of Risk.The successful incumbent will: Be accountability for the risk management strategy and operations of the firm; Will Integrate risk concepts into strategic planning and risk identification and mitigationactivities; Be responsible for operational risk...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Hire Resolve Us - Executive Personnel Agency Full time

    Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

  • Assistant Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Old Mutual Full time

    This role assists the business unit Compliance Officer to establish & embed a culture of compliance across the business unit through the development of compliance risk management & monitoring plans.Ensures that applicable legislation is being complied with by staff across the business unit.Regularly reviews & monitors compliance processes as well as...

  • Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Hire Resolve Full time

    Hire Resolve's client is looking for a Compliance Officer to join their team. Our client is seeking a dedicated and detail-oriented individual who will be responsible for ensuring compliance with regulatory requirements and internal policies. As a Compliance Officer, you will play a crucial role in maintaining the company's integrity and reputation by...

  • Assistant Compliance Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Old Mutual Full time

    Description This role assists the business unit Compliance Officer to establish & embed a culture of compliance across the business unit through the development of compliance risk management & monitoring plans. Ensures that applicable legislation is being complied with by staff across the business unit. Regularly reviews & monitors compliance processes as...

  • Enterprise Risk Officer

    2 weeks ago

    Cape Town, Western Cape, South Africa Games Global Full time

    We are currently seeking an Enterprise Risk Officer to join our award-winning compliance team. This role requires a #Bold individual who will be responsible for implementing best practices in risk management throughout Games Global's Operations.KEY RESPONSIBILITIESYou will: Support the Head of Enterprise Risk in coordinating risk management activities across...