Jobs: compliance assistant

Electrical, Plumbing and Gas Company in Table View looking for a reliable electrician apprentice /assistant to join our team. Must have 2 years’ experience, and N2 qualification, and a valid driver’s licence. Must live in or around Table View/Parklands/Melkbos, and be well spoken to communicate and liaise with clients as well as and management/ our...

**Job Number** - 70376 **Job Type** - Permanent **Job Title** - Assistant to the Compliance Officer **Computer Skills** - FAIS,FICA **Industry** - Financial Services **City** - Johannesburg **Province** - Gauteng - Ensure that the companies are compliant with applicable laws and regulations; - Assist with the implementation of POPIA policies; - Support...

Product Compliance AssistantReports ToThe Product Compliance Assistant will report to the Compliance Manager and CTO.Job OverviewThis position provides support to the production and regulatory management teams involving compliance and licensing issues at all levels. The Regulatory Compliance Assistant will assist in the administration of compliance and...

AML Compliance Assistant Sandton Well-established Professional Services client is looking for AML / Compliance Assistant with 1-3 years’ experience. Ongoing Monitoring on existing clients of the company and thereby ensure that the relevant AML policies and procedures to which the company adheres are always fulfilled. Salary: Market related CTC Minimum...

AML Compliance Assistant Sandton Well-established Professional Services client is looking for AML / Compliance Assistant with 1-3 years’ experience. Ongoing Monitoring on existing clients of the company and thereby ensure that the relevant AML policies and procedures to which the company adheres are always fulfilled. Salary: Market related CTC Minimum...

**Job Purpose** Assist in implementing, monitoring and enhancing the level of compliance related to systems and data reporting requirements in accordance with the Financial Intelligence Centre Act, No. 38 of 2001, as amended (FIC Act). **Key performance Areas** - Assist in advising on anti-money laundering and terror financing compliance requirements...

**The employer** is well-established and highly recognised leading global law firm, with the Head Office in the UK and over 40 offices in Africa, Asia, Europe, Latin America, the Middle East, and the United States **Location**:Sandton, Johannesburg **Salary**:R 313 946 CTC pa **Benefits**: - Discovery Medical aid subsidy - R 26 712 (Annually). - Pension...

Join a dynamic team in Midrand as a Risk and Compliance Assistant, where you'll drive the implementation of FICA Risk Management and Compliance Program, ensuring adherence to regulations. Your role will encompass reviewing policies, delivering training, collaborating with debt collectors and attorneys, and supporting risk mitigation efforts. With your strong...

Accounting and compliance assistant Main duties include: Accounting and administration - Calculate and raise Fees on investment platform - Request/draw management fees and brokerage statements from product providers locally and offshore and do reasonability checks - Invoice service providers for fee payments and reconciliation - Draw AUM figures as at month...

**POSITION**:Assistant Company Secretary & Compliance Officer **REPORTING TO**:Group Company Secretary, Legal and Compliance **JOB PURPOSE**: To assist the Group Company Secretary in ensuring that the company is in compliance with its regulatory and legal requirements as well as internal policies by working together with relevant stakeholders to...

Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional **Job Purpose** - To assist with management of compliance risk in the CIB business areas by ensuring compliance with the Compliance Framework and Methodology manuals including, but limited to, the following functions: - Assisting...

**Mission** The Compliance Officer MFS and Financial Crimes is responsible for the execution of compliance monitoring and oversight (second line role) in the Mobile Financial Services (MFS) and Financial Crimes business units, using the established MTNSA Compliance Framework. The role is to conduct compliance reviews to assess compliance with applicable...

**Compliance Officer: MFS and Financial Crimes** **Mission** The Compliance Officer MFS and Financial Crimes is responsible for the execution of compliance monitoring and oversight (second line role) in the Mobile Financial Services (MFS) and Financial Crimes business units, using the established MTNSA Compliance Framework. The role is to conduct compliance...

**THE JOB AT A GLANCE** As a Compliance Specialist, you will be responsible for pro-actively and constructively assisting the RMA Group in managing its responsibility to comply with all applicable regulatory legislative requirements, applicable regulatory codes and standards, and internal policies and procedures. **WHAT WILL YOU DO?** **Compliance process...

Permanent Centurion ( Hybrid) An insurance company based in Centurion is looking to hire a Compliance Officer to join their organisation. Your role will have you implement the compliance strategy aligned to the compliance monitoring plan and assist the business in honouring their responsibility to comply with applicable regulatory requirements through...

Who are we? The Life and Savings cluster is responsible for Sanlam’s retail business in South Africa. It provides clients across different market segments (entry-level, middle-income, affluent, professional market and business owners) with a comprehensive range of appropriate and competitive financial solutions. These include traditional life insurance...

Duties & Responsibilities **Contribute to the efficient and effective functioning of **Compliance Function** - Assist the manager to ensure that the compliance function is in compliance with law,and industry and regulatory body requirements. - Promote the prevention of legal and regulatory risk in the company (TCF). - Maintain efficient and effective...

Description Duties & Responsibilities **Contribute to the efficient and effective functioning of **Compliance Function** - Assist the manager to ensure that the compliance function is in compliance with law,and industry and regulatory body requirements. - Promote the prevention of legal and regulatory risk in the company (TCF). - Maintain efficient and...

Description Duties & Responsibilities **Contribute to the efficient and effective functioning of **Compliance Function** - Assist the manager to ensure that the compliance function is in compliance with law,and industry and regulatory body requirements. - Promote the prevention of legal and regulatory risk in the company (TCF). - Maintain efficient and...

**Job Advert Summary**: The Group Compliance department is looking for a Compliance Officer to join the team. The Compliance Officer will report into the Senior Compliance Manager, the incumbent will assume responsibility for assisting in developing, implementing, and maintaining a system of compliance for the Hollard Group. **Required Knowledge and...