Compliance Officer

5 days ago

Cape Town, Western Cape, South Africa ABC Worldwide Full time R400 000 - R800 000 per year
Our Client is looking for an experienced Compliance officer to join their team 

Key Responsibilities:

· Make necessary updates to KYC processes to meet regulatory deadlines.

· Oversee staff compliance, especially for supervised representatives.

· Conduct quarterly reviews, manage Fit and Proper declarations, and track training and certifications.

· Manage records of suspicious transactions.

· Maintain key policies and organize training for compliance and security.

· Plan and conduct training sessions on compliance updates.

· Oversee transaction monitoring, investigate suspicious activities, and escalate as needed.

· Report any violations of compliance or regulatory standards.

· Prepare for regulatory audits and manage reports.

· Maintain authorized signatory lists and support regulatory reviews.

· Manage processes related to FAIS licensing, including representative changes.

· Ensure FAIS disclosures and website information are accurate.

· Update the RMCP to reflect changes in business processes and regulations.

· Oversee onboarding with banking partners, ensuring all compliance steps are followed.

· Develop internal training materials for compliance.

Required Skills and Qualifications

· Matric.

· A bachelor's degree in law, Finance, Business Administration, or a related field would be advantageous. 

· Minimum 3 years of experience in compliance, risk, or legal role within financial services

· Proven track record of successfully managing compliance programs andmitigating risks. 

· Experience conducting audits and preparing compliance reports for regulatory bodies.

· Excellent analytical, problem-solving, and decision-making skills.

· Strong communication and interpersonal skills with the ability to engage and influence stakeholders at all levels. 

Requirements

Preferred Qualifications

· Certified Compliance Professional (CCP), Certified Regulatory Compliance Manger (CRCM), or equivalent certifications. 

· Previous consulting experience with demonstrated ability to manage multiple projects.

· Experience working in a highly regulated industry.

· Knowledge of data privacy laws and information security compliance.

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