Legal and Compliance Officer
1 week ago
An exciting Investment client of ours is looking for a Legal and Compliance officer to join their team in Johannesburg to support their business. The client is an investment manager and investment bank operating on a Pan-African basis and specializing in private credit and private equity. They are a closed-end fund incorporated in Germany investing in subordinated debt and hybrid debt in Africa. They have leading market positions in middle-market M&A in Africa, as well as private credit advisory.
**Responsibilities**:
Money Laundering Reporting Office (MRO)
Reporting to FSCA
Corporate secretarial work in South Africa
Working with the investment banking and investment management teams in terms of reviewing NDAs, engagement letters and terms sheets
Maintaining internal resources, including internal templates for legal contracts
Maintaining records of contracts executed by the firm
Managing any claims or litigation
Managing relationships with external law firms
Helping to uphold best practice in the investment banking and investment management teams
Managing the process of KYC on the client by external parties
Miscellaneous legal related work, e.g., reviewing employment contracts, employee stock grants
Reviewing investment agreements and ancillary documents (including legal opinions) and overseeing process for satisfaction of CPs
Monitoring the relevant legal framework(s) and developments and ensuring compliance of the company and its sub-entities
**Requirements**:
Solid academics
Three years' post qualification
Excellent team working skills
Appetite to work with service providers in multiple jurisdictions
Appetite to take on new tasks and gain experience in new areas
Caleb Ebrahim
Recruitment Consultant
CA Finance
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