Practice Management and Compliance Consultant

2 weeks ago

Johannesburg, South Africa Masthead (Pty) Ltd Full time

_At Masthead, our passion is keeping businesses in business. As a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), we know this can only be achieved through the calibre of people we employ - people who are client focused, set themselves high standards of delivery and have a willingness to go the extra mile. We believe in giving people the opportunity to take ownership of their roles. What we are looking for is someone with innovative thinking, unconventional ideas and a can-do attitude._

***

To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA.
- Please note only applicants who meet these requirements will be considered for this position._

**COMPLIANCE DUTY AND RESPONSIBILITY**
- Outsourced compliance function delivered to financial services clients
- Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements (this might include, but is not limited to, POPI, Companies Act, Medical Schemes Act, Insurance Act etc)
- Establish a culture of compliance and provide a compliance risk framework to clients
- Assist clients to achieve the TCF outcomes
- Services to be delivered to Independent FSPs and Corporate clients
- Perform all functions to the standard and deadlines set by Regional Manager
- Provide clients with high quality, personalized and substantive reports
- Include clients in compliance processes and provide post monitoring feedback
- Maintain records as required by the business
- Display behaviour and attitudes that positively contributes to the well-being and development of the regional team, the company, and its clients
- Sourcing and signing up of new clients

**MINIMUM REQUIREMENTS - QUALIFICATIONS & WORK EXPERIENCE**
- Registered as a FSCA (FSB) approved Compliance Officer is essential
- Must be approved by the FSCA for Category I (at minimum)
- Holds a recognised Legal or Accounting degree (or another qualification listed on the FSCA’s list of approved qualifications for Compliance Officers)
- Minimum 3 years’ proven experience in compliance or risk management within the financial services industry
- A valid driver’s licence

**COMPETENCIES AND SKILLS**
- Good working knowledge of compliance legislation viz. FICA and FAIS (POPI knowledge is advantageous)
- Understanding and knowledge of risk management principles
- Exceptional verbal and written communication skills
- Work under pressure, independently, and as part of a team
- Proficient presentation skills
- Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions._

**Job Types**: Full-time, Permanent

Work Location: In person

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