Company Secretary
1 week ago
As a Compliance Officer, you will be responsible for pro-actively and constructively assisting the RMA Group in managing its responsibility to comply with all applicable regulatory legislative requirements, applicable regulatory codes and standards, and internal policies and procedures.
**WHAT WILL YOU DO?**
**Compliance process and policy development**:
- Draft and periodically review compliance policies and procedures
- Ensure the Organisation-wide implementation of the compliance policy and process
- Provide quality assurance on all Compliance Risk Management Plans compiled by Divisional Compliance Champions
- Fulfil any task necessary to achieve the Compliance Function’s objectives
- Conduct continuous research and development of compliance methodology/process
**Compliance monitoring and reporting**:
- Implement an Organisation-wide reporting procedure to ensure compliance with the reporting responsibilities as required by the Regulator(s)
- Analyse, collate and interpret organisation-wide compliance reports
- Submit detailed and summarised reports on areas covered, findings and appropriate recommendations for improvement to management and the Risk Committee and other Board-Sub committees
- Conduct independent compliance monitoring e.g. Control Adequacy Assessments and Control Effectiveness Assessments / testing, special reviews and risk indicator monitoring;
- Monitor regulatory developments and interpreting regulatory requirements
**Stakeholder relationship management and training**:
- Facilitate resolution of compliance breaches
- Provide ongoing advice to Departments
- Assist with the training of staff on compliance related matters
- Promote compliance awareness.
**WHAT YOU'LL BRING TO THE TABLE?**
- Legal Degree / Compliance qualification / Auditing qualification
- Admission as an attorney or advocate (advantageous)
- Registered as a Compliance Officer with the FSCA
- Insurance Regulatory Exam (RE1) an advantage
- 3-5 years’ corporate compliance experience
- 2-4 years’ working experience within an insurance or financial institution
- Good working knowledge of FAIS will be an added advantage
- Practical knowledge of applicable insurance and related legislation
- Ability to interface with Regulators
- Functional Knowledge of COIDA (advantageous)
- Excellent verbal communication and writing skills
- Ability to work under pressure and meet deadlines
- Good presentation skills and ability to interact with senior management
- Experience in compiling compliance reports
- Professional Compliance Designations i.e. CPRAC(SA) or CPROF(SA) an advantage
**Job Types**: Full-time, Permanent
Ability to commute/relocate:
- Honeydew, Gauteng: Reliably commute or planning to relocate before starting work (required)
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