Risk Replacement Monitor

2 weeks ago

Bellville, South Africa Quadrant Systems Full time

This role will be part of the Legal Services team in Distribution Support business area. The incumbent will be responsible to effectively promote, monitor, and drive intermediary adherence to compliance and risk management specifically in relation to replacements.

What will make you successful in this role? Promote, monitor, and drive the effective adherence of Compliance and Risk Management through: - Pro-active monitoring of practices and replacement business cases submitted by intermediaries - Ensuring that all compliance practices and procedures are strictly adhered to in terms of disclosures, advice given, recordkeeping and ethical behaviour

when dealing with clients and conducting sales - Tracking, interpreting, and communicating trends and gaps in terms of compliance risks identified and manage or coordinate corrective actions in partnership with relevant partners - Compliance recordkeeping and reporting - Signing off on relevant documentation required - Identify and coordinate training where needed Qualification and experience Valid driver’s license with own reliable motor vehicle

Minimum qualifications: - Relevant Commerce Degree and/or Diploma - Post Graduate Diploma in Financial Planning will be advantageous (or in process) - Investment and Risk Product Accreditation - Other industry related qualifications will be advantageous Knowledge and skills - Financial services industry and market knowledge - Sanlam product knowledge (including investments)
- Knowledge of content and impact of all the relevant compliance related legislation and requirements for the Financial Services Industry - Financial Planning and sales processes and governance - MS: Office (Excel, Word, PP, Outlook) - Sales Advice process - Sales related tools (Sanfin, S.Net and Suite etc.) - Auditing and forensic practices and process - Compliance complaints process - Risk management policies, practices, and processes - Policy Replacement Rules - Record of Advice

Personal attributes - Decision Making - Communicates effectively - Technical Professional Skills - Analytical and attention to detail - Action Orientated and work well under pressure - Continuous Learning - Professional and ethical - Demonstrates self-awareness

Core competencies - Customer Focus - Collaborates - Cultivates Innovation - Drives Results - Being flexible and adaptable

**Job Types**: Full-time, Permanent

  • IT Risk Administrator

    2 weeks ago

    Bellville, South Africa Sanlam Full time

    **Who are we?** Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...

  • IT Risk Administrator

    6 hours ago

    Bellville, South Africa Sanlam Full time

    **Who are we?** Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...

  • Risk Analyst

    4 days ago

    Bellville, Western Cape, South Africa Hire Resolve Full time R900 000 - R1 200 000 per year

    A major Financial Services Provider (FSP) is seeking an experienced Risk Analyst to join its Distribution Wealth division.. This is an excellent opportunity for a motivated professional to take ownership of key risk management activities, drive continuous improvement, and contribute to a strong culture of governance and accountability.Responsibilities Plan,...

  • Foreman: Carpentry

    1 week ago

    Bellville, South Africa University of the Western Cape Full time

    **The Infrastructure and Engineering Department** plays a pivotal role in the maintenance and improvement of the University’s infrastructure. We seek to employ a skilled, knowledgeable and resourceful individual. **Reporting to the Manager: Maintenance** the appointee’s duties will include, but not be limited to the below and execution of the following...

  • Risk & Contracts Manager

    4 days ago

    Bellville, South Africa CBRE Excellerate Full time

    Position title : RISK & CONTRACTS MANAGER Position reports to : KEY ACCOUNT MANAGER Business Unit : FACILITIES MANAGEMENT **Main purpose / objective of the position**: To oversee the creation, execution, analysis, management and control of soft services and maintenance contractors across the account, including negotiating terms, monitoring compliance, and...

  • Risk & Contracts Manager

    2 weeks ago

    Bellville, South Africa CBRE Excellerate Full time

    Position title : RISK & CONTRACTS MANAGER Position reports to : BUSINESS UNIT LEAD Business Unit : FACILITIES MANAGEMENT **Main purpose / objective of the position**: To oversee the creation, execution, analysis, management and control of soft services and maintenance contractors across the account, including negotiating terms, monitoring compliance, and...

  • Paraplanner

    2 weeks ago

    Bellville, South Africa Exceed Human Resource Consultants Full time

    Reference: 10724 AV Consultant: Anneke Viviers Job Description: Working with the Financial Planner to assist in preparation of: Financial plans, risk analysis and recommendations to clients. Proposal documents and application documents. Statement/record of advice documentation. Investment applications, transfers, and documents for client meetings....

  • Group Credit Risk Manager

    1 week ago

    Bellville, South Africa Hr Legend Full time

    **Purpose**: The Credit Risk Manager will be responsible for managing and mitigating credit risk within a group of companies. The role will involve developing and implementing policies and procedures to identify, assess, and manage credit risk, ensuring that all credit risks are adequately measured, monitored, and reported whilst ensuring maximum customer...

  • Claims Risk Analyst

    7 days ago

    Bellville, South Africa Health Solutions Full time

    **Introduction** Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. We help people grow their savings,...

  • Claims Risk Assessor

    7 days ago

    Bellville, South Africa Health Solutions Full time

    **Introduction** Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. We help people grow their savings,...