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Compliance Officer

2 weeks ago

Cape Town, South Africa Masthead (Pty) Ltd Full time

_At Masthead, our passion is keeping businesses in business. As a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), we know this can only be achieved through the calibre of people we employ - people who are client focused, set themselves high standards of delivery and have a willingness to go the extra mile. We believe in giving people the opportunity to take ownership of their roles. What we are looking for is someone with innovative thinking, unconventional ideas and a can-do attitude. _

**Position summary**

To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA.

**Responsibilities**
- Outsourced compliance function delivered to financial services clients
- Must be approved by the FSCA for Category I
- Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements
- Establish a culture of compliance and provide a compliance risk framework to clients
- Assist clients to achieve the TCF outcomes
- Services to be delivered to Independent FSPs and Corporate clients

**Qualifications and skills**

We would like the new incumbent to possess the following qualifications, skills, knowledge and experience:

- A Legal or Accounting degree
- An FSCA (FSB) recognised qualification
- Category I FSP experience
- Minimum 3 years’ experience in compliance or risk management within the financial services industry
- Good working knowledge of compliance legislation viz. FICA and FAIS
- Understanding and knowledge of risk management principles.
- Exceptional verbal and written communication skills
- Work under pressure, independently, and as part of a team
- Proficient presentation skills.

**Employee’s Quality of Work**

We would like the new incumbent to possess the following demonstrated behaviours:

- Perform all functions to the standard and deadlines set by Regional Manager
- Provide clients with high quality, personalized and substantive reports
- Include clients in compliance processes and provide post monitoring feedback
- Maintain records as required by the business
- Display behaviour and attitudes that positively contribute to the well-being and development of the regional team, the company, and its clients
- Sourcing and signing up of new clients
- Masthead is running an internal and external recruitment process simultaneously for this role. Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions. _

**Job Type**: Permanent

Ability to commute/relocate:

- Cape Town, Western Cape: Reliably commute or planning to relocate before starting work (required)