JSE Risk and Compliance Professional

1 month ago


CapeTown, South Africa The Recruitment Council Full time
Job Title: JSE Risk and Compliance Professional

The Recruitment Council seeks an experienced JSE Risk and Compliance Professional to join our team. Reporting to the COO, this role is responsible for ensuring compliance with applicable legislation, including JSE and A2X Exchange Rules & Directives. The ideal candidate will have a strong understanding of financial instruments, including Fixed Income and Derivatives, and experience in a full compliance function in a stockbroking firm.

Key Responsibilities:
  • Real-time monitoring of trading activity across all asset classes to ensure compliance and detect irregularities
  • Monitoring of daily CAPAD trading limits and monthly submission to JSE
  • Onboarding and offboarding access to trading and back-office systems to ensure compliance
  • Conducting daily checks to identify misdeals, outstanding allocations, and faulty payments
  • Conducting compliance and AML reviews and monitoring on stockbroking division in accordance with the compliance programme and stipulated timelines

Requirements:

  • Approx. 7 years of experience in a similar role in financial services
  • Knowledge of relevant legislation, including FICA and POCA
  • A solid understanding of financial instruments, including Fixed Income and Derivatives
  • Strong knowledge of stockbroking operations and computer literacy in MS Office, especially Excel


  • CapeTown, South Africa The Recruitment Council Full time

    Job Title: JSE Risk and Compliance OfficerLocation: Westlake, Cape TownReporting Line: Chief Operating OfficerJob Summary:The JSE Risk and Compliance Officer plays a critical role in ensuring that the organization adheres to all applicable legislation, including the JSE and A2X Exchange Rules and Directives. This position is responsible for monitoring...


  • CapeTown, South Africa The Recruitment Council Full time

    Job Title: JSE Risk and Compliance OfficerLocation: Westlake, Cape TownReporting Line: Chief Operating Officer Job Summary: The JSE Risk and Compliance Officer plays a critical role in ensuring that the organization adheres to all applicable legislation, including the JSE and A2X Exchange Rules and Directives. Reporting to the Chief Operating Officer,...


  • CapeTown, South Africa The Recruitment Council Full time

    Purpose of the role Reporting to the COO, this role is responsible for ensuring compliance with applicable legislation, including JSEand A2X Exchange Rules & Directives, as well as assist the Board to ensure adherence to internal policies andprocedures. The following requirements are essential for the role: JSE Exams: Successful completion of the JSE...


  • CapeTown, South Africa The Recruitment Council Full time

    Job Title: Risk & Compliance OfficerThe Recruitment Council is seeking a highly skilled Risk & Compliance Officer to join our team. This role plays a critical part in ensuring the organization adheres to all applicable legislation, including the JSE and A2X Exchange Rules and Directives.Key Responsibilities:Compliance Monitoring: Conduct real-time monitoring...


  • CapeTown, South Africa The Recruitment Council Full time

    Job Title: JSE Risk and Compliance OfficerLocation: Cape Town, South AfricaJob Summary:The JSE Risk and Compliance Officer plays a critical role in ensuring that the organization adheres to all applicable legislation, including the JSE and A2X Exchange Rules and Directives. Reporting to the Chief Operating Officer, this position is responsible for monitoring...


  • CapeTown, South Africa Professional Career Services Full time

    Employer DescriptionProfessional Career ServicesJob DescriptionWe are seeking an experienced Senior Credit Risk Manager to lead a team and manage credit evaluation and approval processes. The ideal candidate will have advanced knowledge of credit scoring models and credit risk assessment techniques. Our client requires a professional with strong analytical...


  • CapeTown, South Africa AFRIZAN Full time

    AFRIZAN is a leading provider of financial services, and we are seeking an experienced Compliance Risk Manager to join our team.About the RoleThe successful candidate will play a pivotal role in ensuring our compliance processes are robust and effective. This includes conducting regular audits, identifying areas for improvement, and implementing new...


  • CapeTown, South Africa Professional Career Services Full time

    We are seeking a highly skilled Senior Building Design Professional to join our team at Professional Career Services. The selected candidate will be responsible for creating 3D plans for projects using Revit software and collaborating with architects and engineers.Key responsibilities include:Designing and developing 3D models for building...


  • CapeTown, South Africa The Legends Agency Full time

    Job Specification: Paralegal Contracts and Insurance Management Location: Cape Town, South Africa Position Overview: Our Client is seeking a highly motivated and detail-oriented Paralegal to join our legal and risk management team. This role will be responsible for managing contracts, focusing on insurance matters, and ensuring compliance with key legal...


  • CapeTown, South Africa AFRIZAN Full time

    Are you a detail-oriented professional with a passion for ensuring regulatory excellence? Our client is seeking a Senior Compliance Officer to play a pivotal role in maintaining and enhancing compliance processes across the organisation. What Youll Do Conduct compliance monitoring to ensure adherence to legislation, regulations, and internal policies....


  • CapeTown, South Africa JenRec Recruitment Full time

    Job Title: Commercial UnderwriterAbout the Role:Fundamental knowledge about underwriting in the short-term insurance industry is essential for this position.We are seeking a highly skilled Commercial Underwriter to join our team at JenRec Recruitment.Key Responsibilities:Personal Lines underwriting expertise is required.Commercial Lines underwriting...


  • CapeTown, South Africa The Recruitment Council Full time

    The Recruitment Council is seeking a skilled Financial Operations Coordinator to support the Head of Operations and Dealing desks. This role involves managing local and international settlements, as well as private client administration and post-trade activities.Key Responsibilities:Manage settlement obligations for equity, derivative, and bond trades in...


  • CapeTown, South Africa The Recruitment Council Full time

    KYC Client Onboarding Specialist RoleAs a key member of our Middle Office / Investment Operations team, the successful candidate will be responsible for overseeing the onboarding process of new clients, focusing on client data management, AML/KYC compliance, and tax identification across various products and platforms.Main Responsibilities:Support the team...


  • CapeTown, South Africa The Recruitment Council Full time

    Our client is seeking an agile and driven individual to support the Head of Operations and Dealing desks. The primary focus of this role is on local and international settlements, as well as private client administration and post-trade activities. You will have the opportunity to cross-train and provide backup support to the trade support team when required....


  • CapeTown, South Africa Travex Full time

    Company OverviewAt Travex, we strive to be a leader in our industry by providing exceptional services and maintaining a strong financial foundation.SalaryThe estimated salary for this position is $60,000 - $80,000 per annum, depending on experience and qualifications.Job DescriptionWe are seeking a highly skilled Financial Risk Manager to join our team. In...


  • CapeTown, South Africa JenRec Recruitment Full time

    About the Role: As a Senior Insurance Risk Manager, you will be responsible for underwriting a wide range of products, including personal and commercial lines, engineering, liability, and transport. You will apply your technical risk expertise to uphold high service standards and deliver proactive, exceptional client service.You will effectively manage...

  • Tax Compliance Manager

    2 months ago


    CapeTown, South Africa Recruitment Solutions Full time

    This office based position in Cape Town is ideal for a candidate who enjoys working in a professional office, deal with high end/value clients and be a key member of this already successful and dynamic team. Requirements: B.Com in Accounting H.Dip (Tax) or Honours M.Com (Tax) an advantage SAIT registered - to your advantage 5 years tax compliance experience...


  • CapeTown, South Africa JenRec Recruitment Full time

    About the Role: As a Commercial Underwriter, you will be responsible for underwriting a wide range of products, including personal and commercial lines, engineering, liability, and transport.Apply your technical risk expertise to uphold high service standards.Deliver proactive, exceptional client service.Effectively manage claims and foster strong...


  • CapeTown, South Africa JenRec Recruitment Full time

    About the Role:We are seeking a skilled Commercial Underwriter to join our team at JenRec Recruitment.As a Commercial Underwriter, you will be responsible for underwriting a range of products including personal lines, commercial lines, engineering, liability, and transport.You will leverage your technical risk knowledge to maintain high service standards and...


  • CapeTown, South Africa JenRec Recruitment Full time

    About the Role:We are seeking a skilled Commercial Underwriter to join our team at JenRec Recruitment. As a Commercial Underwriter, you will be responsible for underwriting a wide range of products, including personal and commercial lines, engineering, liability, and transport.Key Responsibilities:Apply technical risk expertise to uphold high service...