Senior Investigator, Financial Regulatory Enforcement

A regulatory authority in the financial sector seeks a qualified individual to conduct forensic regulatory investigations. Responsibilities include creating investigation plans, ensuring compliance with protocols, and executing enforcement actions. Ideal candidates should have proven interviewing skills, high integrity, and the ability to work independently....

A regulatory authority in the financial sector seeks a qualified individual for conducting forensic regulatory investigations. Responsibilities include creating investigation plans, ensuring compliance, and executing necessary enforcement actions. Ideal candidates must possess proven interviewing skills, strong integrity, and the ability to work...

Purpose of the Job Purpose of the Job : To conduct forensic regulatory investigations within the financial services industry (financial markets, insurance, collective investment schemes, hedge funds, pension funds and financial and advisory services) and to take responsibility for the regulatory and enforcement action, following from such investigations....

Purpose of the Job: To conduct forensic regulatory investigations within the financial services industry (financial markets, insurance, collective investment schemes, hedge funds, pension funds and financial and advisory services) and to take responsibility for the regulatory and enforcement action, following from such investigations. Persons appointed to...

Purpose Of The Job To conduct forensic regulatory investigations within the financial services industry (financial markets, insurance, collective investment schemes, hedge funds, pension funds and financial and advisory services) and to take responsibility for the regulatory and enforcement action, following from such investigations. Persons appointed to...

Senior Manager: B-BBEE Investigations and Enforcement Listing reference: nef_ Listing status: Online Apply by: 9 December Position summary: Job category: Government and NGO. Contract: Fixed Term Contract. Remuneration: Market Related. EE position: No. Key Responsibilities Develop investigation and enforcement procedures and processes. Conduct research into...

Purpose Of The JobTo conduct forensic regulatory investigations within the financial services industry (financial markets, insurance, collective investment schemes, hedge funds, pension funds and financial and advisory services) and to take responsibility for the enforcement action, following from such investigations. Persons appointed to these positions...

A governmental financial authority in South Africa is seeking candidates for forensic investigations within the financial services sector. Key responsibilities include assessing complaints, creating investigation plans, and executing enforcement actions. Candidates must demonstrate high judgement, integrity, and the ability to draft detailed reports. This...

**JOB PURPOSE**: To administer and process non-compliance matters arising from FIC supervision, including inspections, for remediation action via directives or for enforcement by way of administration sanctions to the adjudication panel, and defending appeals in terms of the Financial Intelligence Centre Act, No 38 of 2001 (the FIC Act). **KEY PERFORMANCE...

A government agency in Pretoria seeks a Senior Manager for B-BBEE Investigations and Enforcement. The role involves developing enforcement procedures, managing investigations, and ensuring the quality of public hearings. Candidates must possess a degree in Public Administration or similar, with at least 5 years of relevant management experience. Knowledge of...