Regulatory Compliance Audit Lead: Member Oversight

4 days ago


Johannesburg, South Africa JSE Limited Full time

A financial services regulator in Johannesburg is seeking an Assistant Manager: Member Supervision. The role involves managing onsite and desk reviews to ensure compliance with regulatory standards. Candidates should hold a relevant financial degree and have significant experience in auditing and compliance. Strong interpersonal skills and the ability to lead a team are essential. The position offers career growth in a dynamic environment.#J-18808-Ljbffr



  • Johannesburg, South Africa Jse Limited Full time

    A prominent financial services firm in Johannesburg is seeking an Assistant Manager: Member Supervision to oversee compliance reviews and manage a team. The ideal candidate will have a financial degree, extensive auditing experience, and a strong understanding of regulatory frameworks. This role involves ensuring compliance with FICA, leading audits, and...


  • Johannesburg, South Africa Ecogra Full time

    A leading audit firm in Johannesburg is seeking an experienced auditor to manage onsite and remote audits. The ideal candidate must have significant auditing experience and a relevant degree. Responsibilities include client relationship management, report drafting, and oversight of team members. An opportunity to work with a dynamic team in maintaining...


  • Johannesburg, South Africa Old Mutual Full time

    Let's Write Africa's Story Together! Old Mutual is a firm believer in the African opportunity and our diverse talent reflects this. Job Description na This role assists the Compliance Manager, with support from Compliance Analyst, to ensure that regulatory risk processes (risk assessment, identification, management, reporting & optimisation) occur at...


  • Johannesburg, South Africa Tower Group Full time

    A leading compliance management firm in Johannesburg is seeking an experienced Compliance Manager to oversee legal obligations and ensure regulatory compliance. The ideal candidate will have a relevant degree, at least 8 years of work experience in the Legal & Compliance industry, and 3 years in middle management. Responsibilities include managing compliance...


  • Johannesburg, South Africa Old Mutual Limited Full time

    **Let's Write Africa's Story Together!**Old Mutual is a firm believer in the African opportunity and our diverse talent reflects this.**Job Description**naThis role assists the Compliance Manager, with support from Compliance Analyst, to ensure that regulatory risk processes (risk assessment, identification, management, reporting & optimisation) occur at...


  • Johannesburg, South Africa FirstRand Full time

    Job Description To manage the implementation of new regulations, standards and changes in regulatory reporting, to ensure daily operations are managed according to stakeholder requirements including the submissions and analysis of returns, to ensure compliance with set legislation, and to manage the regulatory reporting team. - Establish and drive...


  • Johannesburg, Gauteng, South Africa Old Mutual Limited Full time R450 000 - R750 000 per year

    Let's Write Africa's Story TogetherOld Mutual is a firm believer in the African opportunity and our diverse talent reflects this. Job DescriptionnaThis role assists the Compliance Manager, with support from Compliance Analyst, to ensure that regulatory risk processes (risk assessment, identification, management, reporting & optimisation) occur at business...

  • Compliance Officer

    1 week ago


    Johannesburg, South Africa Nedbank Full time

    **Job Classification** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional - FAIS Affected**Job Purpose** - Management and oversight of the Key Individual oversight process(which includes Compliance audits) to ensure that the required compliance requirements, business and...

  • FS Quality

    1 week ago


    Johannesburg, South Africa Fp&A Full time

    A leading financial services firm is seeking a Manager in the FSQRM team to safeguard audit quality and manage risk across the Financial Services sector. The ideal candidate will have CA(SA) with over 34 years of auditing experience, preferably in Financial Services. Responsibilities include supporting audit teams, mentoring junior staff, and leading quality...


  • Johannesburg, South Africa TransUnion Full time

    TransUnion's Job Applicant Privacy Notice **What We'll Bring**: Compliance is responsible for the creation, implementation and execution of global compliance programs and policies. We provide TransUnion with compliance direction, support, oversight and training resources, and implement risk and internal controls. Our team members maintain strong...