Head of FIC Inspection

Manager : Inspection and Enforcement - Financial Intelligence Centre - Compliance and Prevention Job Purpose Manage inspections and enforcement of accountable and reporting institutions in terms of the Financial Intelligence Centre Act, No. 38 of 38, as amended (FIC Act). Key Performance Areas Manage and report on FIC risk-based and supervisory body...

Introduction Manage inspections and enforcement of accountable and reporting institutions in terms of the Financial Intelligence Centre Act, No. 38 of 38, as amended (FIC Act). Duties & Responsibilities Manage and report on FIC risk-based and supervisory body supported inspections Manage and report on effective, proportionate and dissuasive FIC...

**JOB PURPOSE**: To administer and process non-compliance matters arising from FIC supervision, including inspections, for remediation action via directives or for enforcement by way of administration sanctions to the adjudication panel, and defending appeals in terms of the Financial Intelligence Centre Act, No 38 of 2001 (the FIC Act). **KEY PERFORMANCE...

Lead and conduct inspections in terms of the FIC Act and provide guidance and advice to Supervisory Bodies. **Key Performance Areas include**: - Research and identify suitable accountable and reporting institutions for inspections, utilising the risk base approach. - Conduct inspections on accountable and reporting institutions to assess the levels...

Description Perform compliance monitoring tasks and activities on the universe of entities subject to the Financial Intelligence Centre Act, No. 38 of 2001 (FIC Act) utilising compliance monitoring systems and processes. •    Undertake compliance monitoring tasks and activities on compliance monitoring systems and applications in relation to the...

**JOB PURPOSE**: Assist with conducting inspections on accountable and reporting institutions to assess the levels of compliance with the provisions of the Financial Intelligence Centre Act 38 of 2001 (the FIC Act), under guidance **KEY PERFORMANCE AREAS**: **TECHNICAL COMPETENCIES** - Assist with research and identify suitable accountable and reporting...

A financial compliance firm in Gauteng is seeking an experienced professional to manage inspections and enforcement under the FIC Act. You will be responsible for regulatory reporting, advising on compliance, and developing enforcement manuals. The ideal candidate will have a degree in Law and at least 8-10 years of relevant experience in compliance and...

**Job Description **The purpose of the job is to manage inspections and enforcement of accountable and reporting institutions in terms of the Financial Intelligence Centre Act, No. 38 of 2001, as amended. **TECHNICAL COMPETENCIES**: - Manage and report on FIC risk-based and supervisory body supported inspections - Manage and report on FIC administrative...

Conducting desktop monitoring of institutions regarding registration and reporting compliance; - Responding to public and stakeholder queries on the FIC Act compliance and ML/TF/PF risk matters within prescribed timelines; - Drafting responses to stakeholder correspondence and drafting minutes of stakeholder meetings, within prescribed timelines and...

**JOB PURPOSE** Implement, monitor and enhance the level of compliance related to systems and data reporting requirements in accordance with the Financial Intelligence Centre Act, No. 38 of 2001, as amended (FIC Act). **KEY PERFORMANCE AREAS**: **Technical Competencies** - Provide expertise and advice on anti-money laundering compliance requirements...