Compliance Officer
6 days ago
Job Purpose To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and reported across Nedbank. Job Responsibilities Monitor compliance risks and determine the state of compliance in client facing Clusters. Ensure compliance requirements are adhered to and adequate compliance risk management practices implemented. Execute the annual compliance risk-based program. Provide input review and ensure accurate reporting and articulation of compliance. Provide guidance in the completion of subsidiary compliance risk monitoring programs. Provide advice and / or input to internal stakeholders on possible contraventions of compliance risks through early detection. Maintain relationships with internal stakeholders by establishing partnerships in managing compliance risks. Engage with stakeholders formally through determining scope of work understanding and identifying client needs. Develop collaborative relationship with the Compliance Institute of South Africa (CISA). Contribute to a culture of transformation goals by participating in Nedbank culture building initiatives including CSI. Essential Qualifications (NQF Level) Matric / Grade 12 / National Senior Certificate Advanced Diplomas / National 1st Degrees Preferred Qualification LLB Post graduate diploma in Compliance Risk Management Preferred Certifications Compliance Institute of South Africa (CISA) Minimum Experience Level 3-5 years experience in a compliance related role within the financial services industry Technical / Professional Knowledge Change management Cluster specific operations Compliance reporting Governance Risk and Controls Relevant regulatory knowledge Relevant software and systems knowledge Reputational risk management Risk management process and frameworks Stakeholder management Codes of Good Governance Behavioural Competencies Decision Making Influencing Building Trusting Relationships Managing Work Quality Orientation Stress Tolerance Key Skills Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000 Contact Please contact the Nedbank Recruiting Team at Employment Details Employment Type: Advisor Experience: years Vacancy: 1 #J-18808-Ljbffr
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Compliance Officer
1 week ago
Johannesburg, South Africa PSG Konsult Full timePSG is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. **Responsibilities**: - Compiling of compliance and statistical reports to the...
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Compliance Officer
3 days ago
Johannesburg, South Africa Trive Full timeTrive South Africa (PTY) Ltd offices are at 4 Karen Street, Bryanston (off Peter Place). Headquartered in Netherlands, Trive was established in 2010 and has grown in a mere 11 years to a global financial services company, with offices currently over 20 countries and a total workforce of over 2.000 people. Trive services provide investors services with easy...
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Compliance Officer
2 weeks ago
Johannesburg, South Africa Mass Staffing Projects Full time**Job Information** - Location- Johannesburg- Salary- R450k - R400k- Job Type- Permanent- Education- BCom Law / LLB- Experience- 2 - 4 Years- Reference- 011620FGCOMP01- - finance.jobs(at)staffingprojects.co.za- Fax- 0865728847A leading, forward thinking bank based in Sandton is currently looking for a Compliance Officer. You should have previous exposure to...
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Compliance Officer
6 days ago
Johannesburg, South Africa Lexdan Select Full timeCompliance Officer Gauteng, Johannesburg Deadline: December 01, 2025 Responsibilities Responsible for maintaining and improving the compliance framework (including policies, manuals, templates, and related processes) to identify, assess, monitor, and report major compliance risks. Responsible for ensuring all cases of non-compliance are reported accurately...
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Compliance Officer
6 days ago
Johannesburg, South Africa Private Security Sector Provident Fund (PSSPF) Full timeThe Private Security Sector Provident Fund (PSSPF) is a compulsory provident fund for the security officials in South Africa, with over 240 000 active members and R14,5 billion in assets. The Compliance Officer is responsible for ensuring that the Private Security Sector Provident Fund complies with all relevant legislation, regulations and governance...
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Compliance Officer
2 weeks ago
Johannesburg, South Africa Nedbank Full time**Job Classification** - Job Requisition - 136602 Closing Date - 01 November 2024 Location - Johannesburg Cluster - Nedbank Insurance Please Note: Preference will be given to applicants from Underrepresented Groups- Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional - FAIS...
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Compliance Officer
3 days ago
Johannesburg, South Africa Nedbank Full time**Job Classification** - **REQ: 135970 - Refilwe Falatsi**: - **Closing Date: 23 September 2024**: - **Division: Wealth Management SA | Compliance Officer**: - **Employment Equity Statement: Preference will be given to Individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership...
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Information Security Officer
4 days ago
Johannesburg, South Africa Kalagadi Manganese | View - Information Security Officer Full timeOverview The Information Security Officer is responsible for protecting the organisation’s information assets by implementing and maintaining effective information security policies, procedures, and controls. This role ensures compliance with security standards, mitigates risks, and supports business continuity while safeguarding confidential and sensitive...
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Compliance Officer
3 days ago
Johannesburg North, South Africa Moving Heads Personnel Full timeResponsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. - Maintain a compliance framework in collaboration with the relevant stakeholders. - Identify potential compliance breaches and investigate compliance irregularities or areas of concern. - Review, register and resolve complaints...
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Compliance Officer
3 days ago
Johannesburg, South Africa Sagen Advisory Full timeThe vibrant family-friendly, community-focused, social club is expanding its club to different regions of South Africa and would like to hire a motivated and experienced compliance officer to guarantee that their social club processes and transactions follow all relevant legal and internal guidelines. Our client has their focuses on developing a great...
