Compliance Office
3 weeks ago
MINIMUM REQUIREMENTS QUALIFICATIONS & WORK EXPERIENCEA Legal / Accounting / Financial degree. Must be approved by the FSCA for Category I, II and IIA.Registered as a FSCA (FSB) approved Compliance Officer is essential.Minimum 3 years proven experience in compliance or risk management within the financial services industry. Category I, II and IIA FSP experience.A valid drivers licence. COMPLIANCE DUTY AND RESPONSIBILITYDeliver outsourced compliance functions to financial services clients and other FICA-accountable institutions.Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements.Establish and nurture a culture of compliance, providing clients with a robust compliance risk framework. Assist clients to achieve the TCF outcomes.Services to be delivered to independent FSPs and Corporate clients.Perform all functions to the standard and deadlines set by Regional Manager.Provide clients with high quality, personalised and substantive reports.Include clients in compliance processes and provide post monitoring feedback.Maintain records as required by the business.Display behaviour and attitudes that positively contributes to the well-being and development of the regional team, the company, and its clients.Source and sign up new clients, expanding the company's client base.COMPETENCIES AND SKILLSA good working knowledge of compliance legislation, namely FAIS and FICA.Understanding and knowledge of risk management principles.Exceptional verbal and written communication skills.Ability to work under pressure, independently, and as part of a team.Proficient presentation skills.
-
Compliance Officer
3 weeks ago
Cape Town, South Africa The Recruitment Council Full timeJoin a Leading Force in Financial Compliance -Be the Compliance Officer Who Drives Integrity & Trust in the Financial Services SectorA trusted name in compliance and risk management, is on the lookout for a dynamic, FSCA-approved Compliance Officer (Category I) to join their Western Cape team. Based in the vibrant hub of Tyger Valley, Cape Town, this is an...
-
Compliance Officer
1 day ago
Cape Town, South Africa The Legends Agency Full timeCompliance Officer Join a Nurse-Led, Top-Rated Healthcare Staffing Agency No Two Days the Same Office-based in Gardens, Cape Town | R20,000 per month | UK Hours (Mon-Fri, 9am-5pm) About Our Client Our client is a dynamic, nurse-led healthcare recruitment agency providing outstanding nurses and healthcare assistants to Northern Ireland's HSC Trusts and...
-
Compliance Officer
1 day ago
Cape Town, South Africa Socian Full timeCompliance officer **Responsibilities**: Implement and manage an effective legal compliance program. Develop and review company policies. Advise management on the company’s compliance with laws and regulations through detailed reports. Create and manage effective action plans in response to audit discoveries and compliance violations. Regularly audit...
-
Compliance Officer
1 day ago
Cape Town, South Africa Tracking Talent Full timeA local Investment Company is seeking a FICA and FAIS Compliance Officer to join their Fund Due Diligence Team. This company is a small, yet well-established firm located in the Northern Suburbs of Cape Town. This position is well suited to someone with high energy levels, independence, and with a sincere enthusiasm for compliance. **Qualifications &...
-
Compliance Officer
5 days ago
Cape Town, Western Cape, South Africa The Legends Agency Full time R240 000 per yearCompliance OfficerJoin a Nurse-Led, Top-Rated Healthcare Staffing Agency No Two Days the SameOffice-based in Gardens, Cape Town | R20,000 per month | UK Hours (Mon-Fri, 9am-5pm)About Our ClientOur client is a dynamic, nurse-led healthcare recruitment agency providing outstanding nurses and healthcare assistants to Northern Ireland's HSC Trusts and private...
-
Compliance Officer
22 hours ago
Cape Town, Western Cape, South Africa The Legends Agency Full time R240 000 - R480 000 per yearCompliance Officer Join a Nurse-Led, Top-Rated Healthcare Staffing Agency No Two Days the Same Office-based in Gardens, Cape Town | R20,000 per month | UK Hours (Mon-Fri, 9am-5pm) About Our Client Our client is a dynamic, nurse-led healthcare recruitment agency providing outstanding nurses and healthcare assistants to Northern Ireland's HSC Trusts and...
-
Compliance Officer
2 weeks ago
Cape Town, South Africa Frank Consult Full timeA well-established fiduciary and corporate services organisation is seeking a diligent and experienced Compliance Officer to join their Cape Town office. The successful individual will play a pivotal role in ensuring that both local and global operations adhere to legal, regulatory and internal governance standards.Key Responsibilities• Lead and manage the...
-
Compliance Officer
7 days ago
Cape Town, Western Cape, South Africa Amazon Full time R900 000 - R1 200 000 per yearAmazon's Risk and Compliance Solutions team is looking for an experienced compliance professional to lead our South Africa Compliance office. The Compliance Officer is a senior role within the MEA Compliance team and is responsible for operating and improving our 2nd line compliance programs in South Africa.Key job responsibilitiesThe Compliance Officer...
-
Compliance Officer
2 weeks ago
Cape Town, South Africa Frank Consult Full timeA well-established fiduciary and corporate services organisation is seeking a diligent and experienced Compliance Officer to join their Cape Town office. The successful individual will play a pivotal role in ensuring that both local and global operations adhere to legal, regulatory and internal governance standards. Key Responsibilities • Lead and manage...
-
Compliance Officer
2 weeks ago
Cape Town, South Africa Frank Consult Full timeA well-established fiduciary and corporate services organisation is seeking a diligent and experienced Compliance Officer to join their Cape Town office. The successful individual will play a pivotal role in ensuring that both local and global operations adhere to legal, regulatory and internal governance standards. Key Responsibilities Lead and manage the...
