Description:

· Support business in client onboarding with client identification and verification (CIV)

· Support business with client risk rating to ensure clients are rise rated from an ML/TF risk perspective

· As part of Customer Due Diligence (CDD), support business with client screening to identify and prevent the onboarding of Specially Designated Nationals on sanction lists

· As part of the screening process ensure clients on a white list are regularly purged to identify any change in client profile from an ML/TF risk perspective

· Support business with ML/TF and/or Fraud investigations

· Support business with CDD, including Enhanced Due Diligence (EDD)

· Support business with transaction monitoring, investigations and reporting of all required legislative reports specified in the RMCP

· Advisory support to business with FCC process controls for FCC related queries

· Perform adverse media checks during the EDD process to identify adverse findings against clients from an AML/TF/reputational risk perspective

· Identify clients as DPIPs and/or FPPOs to mitigate any risk from an AML/TF/ABC/reputational risk perspective

· Reviewing and handling cases escalated for AML reviews (name screening, transaction monitoring, periodic review EDD cases)

· Support internal audits and regulatory requests, ensure satisfactory resolution of any audit findings and recommendations

· Provide subject matter expertise to colleagues in order to continually educate staff on risks, issues and processes

· Work closely with colleagues supporting a strong culture of compliance across the business, including sensitivity to emerging regulatory risk

· Degree and/or Senior Certificate, qualification in Audit/Compliance/Data and/or Risk Management and/or similar relevant qualification

· 5 years plus experience in senior role in financial services

· Sound understanding of the financial services industry, including Regulatory Requirements

· Certification as Anti-Money Laundering (AML) officer preferable (CAMS or equivalent)

1 day ago